Senior Adviser, Market Conduct

2 weeks ago


Auckland, Auckland, New Zealand New Zealand Government Full time
Senior Adviser, Market Conduct at Financial Markets Authority, Auckland

Who we are - Ko wai mātou

At the Financial Markets Authority (FMA) the work we do counts - it is challenging, unique and continuously evolving. We ensure better outcomes for investors, consumers and the New Zealand economy through our unwavering commitment to promoting and facilitating fair, efficient and transparent financial markets.

Our Market Conduct team monitors capital markets activity, responds to potential non-compliance and, where necessary, takes regulatory action in response to market misconduct.

We're looking for an Adviser or SeniorAdviserto join our team, to be located in our Auckland or Wellington office.

Our work is unique and interesting, and we operate in a collaborative and rewarding environment. For example, our team works on:

  • trading misconduct cases, including potential market manipulation, insider trading and continuous disclosure issues on licenced markets.
  • fair dealing issues relating to the offer and advertising of financial products.
  • regulatory projects and thematic research; and
  • drafting guidance to ensure that market participants have a clear understanding of their responsibilities.

You may have seen some of our high-profile cases reported in the media, such as:

To be successful in this role, you'll have at least two to five years of relevant experience in, and a deep understanding of financial markets. While your experience could have been gained in any type of financial services business, experience working in a trading or legal environment would be an advantage.

You will have strong analytical, critical thinking and reasoning skills and a genuine passion for New Zealand's financial markets. You'll be a team player with excellent communication and relationship building skills, with a drive for continuous improvement and learning.

What we offer - Ngā painga

Here at the FMA, we are passionate about providing our employees with the opportunity to make an impact in a place where the quality of our work and the measure of our influence is second to none. We are committed to providing a dynamic, well-balanced, and inspiring work environment to see you develop and succeed.

We offer flexible working arrangements and a variety of wellness activities. A strong emphasis is placed on your life outside the workplace, and diversity and inclusion are championed in an environment where we all have the opportunity to reach our full potential.

Please apply online.

Applications closeThursday 27 June 2024 at 5pm

Note: You may be redirected to the employer's careers website.

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