Senior Risk

3 weeks ago


Auckland City, New Zealand Tyler Wren Full time

3 - 5 Years experience in Compliance or a similar role
- Financial Markets Law workign knowledge
- Market related remuneration and benefits

Our client is a leading Financial Advice Provider with insurance broking operations across the North and South Islands of New Zealand. The Senior Risk and Compliance Officer opportunity is a newly created role within their Risk, Compliance and Governance team.

**About the role**:
You will be responsible for the implementation and monitoring of the risk and compliance policies and procedures including putting in place effective controls to manage frameworks. You will manage the risk in the business alongside the risk and compliance framework, and quality assurance programme and provide advice on any regulatory changes. You will also be appointed as the AML Compliance Officer.

**Key Responsibilities**:

- Implementation of a Quality Assurance Programme
- Plan and execute the QA audit
- Develop and maintain the Risk Management Framework
- Establish and maintain the risk and obligations register
- Ensure the Compliance Framework and Compliance Assurance Programme is in place and managed
- Stakeholder engagement internal and external working collaboratively with departments of the business to identify and communicate risk and compliance exposures
- Be the first point of contact with the FMA
- Develop and implement an effective training programme for all staff related to regulatory obligations and good conduct

**About you**:

- 3 - 5 years experience in compliance or a similar role in the financial services industry, essential
- Tertiary or professional qualification e.g. bachelor's degree in law, finance etc
- Working knowledge and understanding of Financial Markets Law
- Excellent computer skills in Microsoft Office especially Excel data analysis
- Results-oriented and self-motivated
- Excellent communication skills

**What is on offer**:
If you are looking for an opportunity to join a business that values each employee reporting to a supportive Leader, please '
- Click Apply_' or contact
**Gary Bloxham** at

**Applicants who can work and reside in New Zealand will only be considered for this opportunity.


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