Senior Manager Risk

2 weeks ago

Auckland, Auckland, New Zealand Jarden Limited Full time

Senior Manager Risk & Compliance page is loaded

Senior Manager Risk & Compliance Apply locations Auckland, New Zealand time type Full time posted on Posted 7 Days Ago job requisition id JR100505

Harbour's kaupapa is to be the most trusted fund manager. We continually strive to exceed our clients' expectations through service, investment performance, communication, transparency and commitment to sustainability. As a highly successful team with a strong family culture, everyone at Harbour is focused on delivering the best possible outcomes for our clients and continuously improving. We currently manage more than NZ$8 billion for charities, iwi, superannuation funds, banks, and external financial advisers.

The Role

The primary purpose of this role is to work within our Harbour Asset Management Operations and Compliance team, supporting the creation and operation of a broader risk and compliance function as we bring four existing entities together to form FirstCape.

Key Responsibilities

  • Develop a compliance assurance plan for the business, to be updated annually
  • Deliver expert Compliance Risk advice and guidance to the business
  • Facilitate the effective deployment of, and compliance with, all operational risk management and compliance tools and frameworks and other systems required to effectively identify, measure, manage and control all business risks.
  • Maintain a comprehensive register of all current and emerging risks having or expected to have an impact on the business (both internal and external risks). Assume primary responsibility for the identification, assessment and management of these through the implementation of risk mitigating action plans.
  • Provide expert review and challenge of risk and compliance activity carried out by the business, that informs management and the Board as to how effectively the Compliance frameworks have been embedded
  • Collaborating with key stakeholders on regulatory change initiatives, entering new obligations into the FirstCape risk management tool and providing expert advice and guidance on interpretation on how to comply with new/changing obligations
  • Working with the business to establish a process for identifying change risk when new initiatives are introduced to the business
  • Contribute to the ongoing development of key compliance metrics, including risk appetite measures, and other key indicators and monitoring for compliance management effectiveness
  • Assist management to manage and maintain Compliance Risk Management Frameworks and related Policies.
  • Assist management to effectively embed Compliance frameworks and policies.
  • Manage and maintain a library of compliance obligations, including the sourcing of obligations, drafting new/ or amending existing obligations, managing and maintaining obligation records in the risk management system.
  • Assist to support breach management processes.
  • Contribute to the planning of (and execution of) compliance programme activities, including, developing compliance education sessions, completing scheduled/periodic reviews and compliance testing. Lead a culture of risk awareness, ownership and control through upskilling and educating the business
  • Monitor the control environment for the business and in conjunction with the business, develop action plans to address weaknesses and ensure that these action plans are executed effectively, monitoring progress and results.
  • Ongoing risk and compliance reporting to management and the Board on the status of the business

Managing Risk:

  • Ensures changes to risk processes and policies are implemented.
  • Identifies causes of loss or risk.
  • Takes immediate and appropriate action to minimise day-to-day risk to business

Experience

  • Minimum of 7+ years financial services industry experience with some exposure or experience with FMCA, MIS licencing and preferably KiwiSaver schemes
  • Minimum of 5+ years regulatory Risk & Compliance experience, with at least 2+ years in a Line 2 capacity
  • You will need to have exceptional communication skills to allow you to facilitate, influence and gain consensus at senior levels within the FirstCape Group
  • Sound understanding and practical exposure to risk management, compliance, regulation and associated frameworks
  • Experience in identifying and assessing compliance risk exposures to ensure they are being appropriately managed & provide objective challenge and advice for appropriate risk outcomes.
  • Ability to challenge the 'status quo' and managing typical 'risk and reward' conflicts.
  • A 'big picture thinker' with the ability to monitor, assess and manage issues across the entire business.
  • Demonstrates a broad-based view of issues, events and activities and a perception of their longer-term impact or wider implications

What we offer

Competitive compensation package commensurate with experience. Additional benefits include health insurance, wellbeing support, volunteer days and a great company culture.

We pride ourselves on offering our employees outstanding development and learning opportunities to support career growth, and the opportunity to work alongside the best talent in the market.

About Us

Our team is deep in talent. We don't just hire people who are brilliant, we hire people we know will put our clients first. We attract people who have the confidence to set goals that go above and beyond what is expected, and the determination to see them through.

We will empower you to make decisions that align you to those results. Everyday is an opportunity to improve, so we are always trying to be better tomorrow than we were today.

#J-18808-Ljbffr

  • Senior Broker

    2 weeks ago

    Auckland, Auckland, New Zealand Brokerweb Risk Services Ltd Full time

    We are searching for a focused Senior Broker - Napier to join our exceptional team at Broker Web Risk Services Ltd in Napier Central, Hawkes Bay.Growing your career as a Full time Senior Broker - Napier is a fantastic opportunity to develop indispensable skills.If you are strong in project management, planning and have the right talent for the job, then...

  • Senior Risk Manager

    2 weeks ago

    Auckland, Auckland, New Zealand AIA Hong Kong And Macau Full time

    BELIEVE IN BETTERDo you believe in leading the way to a better, healthier, more sustainable future?At AIA we've started an exciting movement to create a healthier, more sustainable future for everyone.It's finding new ways to not only better people's lives, but to better the communities and environments we live in.As the largest listed company on the HKSE,...

  • Senior Risk Manager

    2 weeks ago

    Auckland, Auckland, New Zealand AIA Full time

    BELIEVE IN BETTERDo you believe in leading the way to a better, healthier, more sustainable future?At AIA we've started an exciting movement to create a healthier, more sustainable future for everyone.It's finding new ways to not only better people's lives, but to better the communities and environments we live in.As the largest listed company on the HKSE,...

  • Senior Risk Manager

    2 weeks ago

    Auckland, Auckland, New Zealand AIA Hong Kong and Macau Full time

    BELIEVE IN BETTERDo you believe in leading the way to a better, healthier, more sustainable future?At AIA we've started an exciting movement to create a healthier, more sustainable future for everyone.It's finding new ways to not only better people's lives, but to better the communities and environments we live in. As the largest listed company on the HKSE,...

  • Senior Manager Risk

    2 weeks ago

    Auckland, Auckland, New Zealand Jarden Full time

    Harbour's kaupapa is to be the most trusted fund manager. We continually strive to exceed our clients' expectations through service, investment performance, communication, transparency and commitment to sustainability.As a highly successful team with a strong family culture, everyone at Harbour is focused on delivering the best possible outcomes for our...

  • Manager - Risk Management

    2 weeks ago

    Auckland, Auckland, New Zealand SkyCity Full time

    We are looking for a Risk professional to join our growing Sky City Risk Management team on a permanent basis.As a member of the Group Risk team at Sky City you will be part of a small but exceptionally capable team charged with delivering high quality output and insight to Senior Management and the Board Risk and Compliance Committee.As a Manager, provide...

  • Manager - Risk Management

    2 weeks ago

    Auckland, Auckland, New Zealand SkyCity Full time

    We are looking for a Risk professional to join our growing Sky City Risk Management team on a permanent basis.As a member of the Group Risk team at Sky City you will be part of a small but exceptionally capable team charged with delivering high quality output and insight to Senior Management and the Board Risk and Compliance Committee.As a Manager, provide...

  • Manager - Risk Management

    2 weeks ago

    Auckland, Auckland, New Zealand SkyCity Full time

    We are looking for a Risk professional to join our growing SkyCity Risk Management team on a permanent basis. As a member of the Group Risk team at SkyCity you will be part of a small but exceptionally capable team charged with delivering high quality output and insight to Senior Management and the Board Risk and Compliance Committee.As a Manager, provide...

  • Senior Portfolio Risk Analyst, Active Risk

    2 weeks ago

    Auckland, Auckland, New Zealand New Zealand Super Fund Full time

    We are the Kaitiaki / Guardians of New Zealand Superannuation. We are proud of our Te Whāinga / Our purpose: Sustainable investment delivering strong returns for all New Zealanders. We invest government contributions to the NZ Super Fund, a global investment fund helping to ensure the country can pay for the growing cost of universal superannuation (New...

  • Risk Management Analyst

    2 weeks ago

    Auckland, Auckland, New Zealand ASB Bank Full time

    At ASB, we're all about doing what we can to help our customers get "One Step Ahead" by giving them the tools they need to manage their lives and plans for their families and future. Our products don't just serve ads or stream movies - they underpin our economy and touch people's lives.We are seeking aRisk ManagementAnalyst for a permanent, full-time...

  • IT Risk and Operations Senior Manager

    2 weeks ago

    Auckland, Auckland, New Zealand MCS Group Full time

    MCS Group is proud to be exclusively partnering with a leading Governance, Risk and Compliance advisory practice as they seek to appoint a senior leader to their ranks. In this role, you will help advise a fantastic array of businesses on their IT Security, and Operational resiliency, develop a new line of services for their clients, and develop client...

  • Product Manager

    2 weeks ago

    Auckland, Auckland, New Zealand LexisNexis Risk Solutions Full time

    Are you passionate about product innovation?Will you like to join a global leader in legal information and analytics?About our Team LexisNexis Legal & Professional, which serves customers in more than 150 countries with 11,300 employees worldwide, is part of RELX, a global provider of information-based analytics and decision tools for professional and...

  • Senior Portfolio Risk Analyst

    2 weeks ago

    Auckland, Auckland, New Zealand Guardians of New Zealand Superannuation Full time

    Compliance & Risk (Banking & Financial Services) We are the Kaitiaki / Guardians of New Zealand Superannuation. We are proud of our Te Whāinga / Our purpose: Sustainable investment delivering strong returns for all New Zealanders. We invest government contributions to the NZ Super Fund, a global investment fund helping to ensure the country can pay for the...

  • Manager Operational Risk

    2 weeks ago

    Auckland, Auckland, New Zealand ASB Bank Full time

    At the heart of ASB is us, working together. Our Values of Caring, Passion, Integrity, United, and Courage are the characteristics that best describe who we are and what we stand for. We are consistently recognised as one of NZ's top employers of choice with a highly engaged, diverse, and talented workforce. About the Role:You will support the uplift and...

  • General Manager Risk

    2 weeks ago

    Auckland, Auckland, New Zealand Aon Hewitt Full time

    General Manager Risk & AssuranceAon is in the business of better decisionsAt Aon, we shape decisions for the better to protect and enrich the lives of people around the world.As an organisation, we are united through trust as one inclusive, diverse team, and we are passionate about helping our colleagues and clients succeed.Aon's purpose is founded on an...

  • Senior Manager

    2 weeks ago

    Auckland, Auckland, New Zealand SkyCity Full time

    Senior Manager - Tech, Data and Cyber Risk Oversight Sky City's vision is "To be the leader in gaming, entertainment and hospitality in our communities." We are a diverse and vibrant organisation that attracts positive and innovative individuals to participate in our professional, results-orientated culture.The Senior Manager - Tech, Data & Cyber Risk...

  • Senior Consultant, Alternative Risk Solutions

    2 days ago

    Auckland, Auckland, New Zealand Marsh Full time

    Marsh Ltd is seeking a candidate for the following position based in the Auckland office:Senior Consultant- Alternative Risk Solutions What can you expect?An exciting opportunity has come about for a seasoned risk professional to help identify, prioritise, and develop new alternative risk transfer opportunities including new captive and parametric...

  • Director

    2 weeks ago

    Auckland, Auckland, New Zealand Lexisnexis Risk Solutions Full time

    JOB DESCRIPTION :Work with business leaders to address critical issues on a project basis.Determine project scope and objectives defining business problems and needs to be addressed.Work with business leaders to develop the project plan and deliverables.Determine appropriate frameworks and data needed to analyze the issues and drive to lucid, logical and...

  • Risk Management Analyst

    2 weeks ago

    Auckland, Auckland, New Zealand HEALWELL MANAGEMENT LLC Full time

    ASB Developers & Promoters is committed to helping customers stay 'One Step Ahead' by providing the tools they need to manage their lives and plan for the future. They are currently seeking a Risk Management Analyst to join their team. In this role, you will be responsible for analyzing and reporting on the operational risk profile of their Business and...

  • Risk Analyst

    2 weeks ago

    Auckland, Auckland, New Zealand Insurance Australia Group Full time

    Make a difference as a Risk Analyst.Join the largest general insurance group in Aotearoa New Zealand and Australia.Mō te Tūranga | About the RoleAre you ready to take on a dynamic challenge in the world of risk? We're seeking a talented individual to step into the shoes of our incumbent on a career break and make an immediate impact. As a Risk Analyst in...