Risk and Compliance Officer

4 weeks ago


Wellington City, New Zealand Tyler Wren Full time

Opportunities across NZ
- Competitive market salary
- Further your Compliance career

Tyler Wren is working with a great client of ours to assist with recruiting a Compliance Officer. As the Compliance Officer, you will deal with new clients' onboarding procedures and review and verify existing client relationships in accordance with regulations.

**You will also be responsible for, but not limited to**:

- Managing information for compliance with the AML/CFT Act
- Review, analyse and have a good understanding of relevant laws including any relevant changes
- Evaluation of financial statements, business activities and other structures
- Evaluate financial products and services and their exposure to money laundering. Undertake risk identification
- Coordinating with other staff to organise and maintain information systems in relation to legal requirements around AML/CFT legislation
- Evaluate the value of financial and non-financial assets and prepare reports to submit to the relevant regulators
- Implement management decisions and maintain file notes of client meetings or communications in relation to regulations, policies, and compliance with AML

**About you**:

- Relevant compliance experience with knowledge of AML/CFT
- Legal background is an advantage
- Be a good team player
- Solid verbal and written communication skills
- Understanding of reporting obligations
- Ability to work well under pressure

If this role sounds like it could be your next move and you’re wanting to join a great team, please do
**'Click Apply'.** Contact
**Sarah Kennerley** for a confidential discussion on
**+64**
**9 869 7180.**

***

**Here at Tyler Wren, we know good people know good people, for this reason, we have increased our referral voucher to *$600 per person. *Terms and Conditions apply**

*


  • Senior Risk

    3 weeks ago


    Auckland City, New Zealand Tyler Wren Full time

    3 - 5 Years experience in Compliance or a similar role - Financial Markets Law workign knowledge - Market related remuneration and benefits Our client is a leading Financial Advice Provider with insurance broking operations across the North and South Islands of New Zealand. The Senior Risk and Compliance Officer opportunity is a newly created role within...


  • Auckland City, New Zealand Auckland Transport Full time

    Auckland Transport is leading the development of transport infrastructure and solutions that enable healthy and accessible communities. Regardless of your choice to walk, cycle, drive, take the ferry or train, we are passionate about working together to deliver safe, efficient, innovative and sustainable options whilst providing a transport system that will...


  • Auckland City, New Zealand Auckland Transport Full time

    Auckland Transport is leading the development of transport infrastructure and solutions that enable healthy and accessible communities. Regardless of your choice to walk, cycle, drive, take the ferry or train, we are passionate about working together to deliver safe, efficient, innovative and sustainable options whilst providing a transport system that will...

  • Business Risk

    3 weeks ago


    Wellington City, New Zealand Accident Compensation Corporation Full time

    We have a fantastic opportunity for someone looking to gain experience from a large and complex organisation in this 6-month fixed term role or secondment. **About the role**: The Business Risk & Compliance Manager is responsible for supporting risk activities within the Business by providing advice, insights, and guidance. This role is about making risk...


  • Wellington City, New Zealand Accident Compensation Corporation Full time

    Significant Risk and Compliance Management with ACC - Scope to increase the group’s risk maturity level and make a real impact. - 9% Superannuation contribution and many other benefits. With ACC, you’ll be supporting people in Aotearoa to stay safe by minimising the incidence and impact of injury, as well as helping them recover from injury if an...


  • Wellington City, New Zealand Rabobank Full time

    **Job Overview & Purpose**: The Senior Risk Analyst is a proactive role with first line of defence responsibility to assist with and execute the non-financial risk activities within Operations New Zealand. The role is focused on ensuring sound risk management practices are embedded within Operations, in line with Global and Regional risk management policy...


  • Wellington City, New Zealand FNZ Full time

    As the Head of Risk and Compliance, you will play a critical role within our organisation, where you take on the responsibility and management of the day-to-day risk and compliance activities for the New Zealand business. Reporting directly into our COO, your primary focus will be on supporting the business in meeting regulatory requirements and obligations...


  • Auckland City, New Zealand Genesis Energy NZ Full time

    Reference #- 23896- Posted on- 27 May 2024- Closes on- 06 Jun 2024 23:55- Location(s)- Auckland Office- Expertise- Analyst, Communications, Finance, Project Management, Strategy- Job level(s)- Experienced- Work type(s)- Permanent full-time- A broad role with exposure across all areas of the business - Exposure to senior leaders - Genuine growth...


  • Wellington, Wellington, New Zealand Adminis Full time

    Compliance & Risk (Banking & Financial Services) Full time Add expected salary to your profile for insights We're looking for a Risk & Compliance Advisor – a trusted advisor on compliance matters at Adminis, supporting the Head of Compliance to effectively managing compliance assurance programme, and supporting risk-related tasks across Adminis. About...


  • Wellington, Wellington, New Zealand Accident Compensation Corporation Full time

    Significant Risk and Compliance Management with ACC Scope to increase the group's risk maturity level and make a real impact. 9% Superannuation contribution and many other benefits.With ACC, you'll be supporting people in Aotearoa to stay safe by minimising the incidence and impact of injury, as well as helping them recover from injury if an accident does...


  • Wellington, Wellington, New Zealand FNZ Full time

    As the Head of Risk and Compliance, you will play a critical role within our organisation, where you take on the responsibility and management of the day-to-day risk and compliance activities for the New Zealand business. Reporting directly into our COO, your primary focus will be on supporting the business in meeting regulatory requirements and obligations...

  • Senior Manager

    4 weeks ago


    Auckland City, New Zealand Marsh Full time

    **Senior Manager - Risk and Compliance** **What can you expect?** - The primary purpose of this role is to provide advice and oversight of the business’s strategic and operational implementation and associated risk-taking activities. - This will include oversight of the implementation of the Risk Management Framework within Pacific Operations and...


  • Auckland City, New Zealand Vista Entertainment Solutions Full time

    Working across the business you’ll identify and limit risks, collaborating with internal cross-functional teams to achieve effective and efficient operational risk management practices throughout the organisation. Focusing on technology, cyber and information security, you’ll manage various risk programmes of work, with primary responsibility for...

  • Enterprise Risk

    3 weeks ago


    Wellington City, New Zealand Accident Compensation Corporation Full time

    This is a great time to join ACC, an organisation that grew out of bold thinking and has an enduring commitment to care for others at work, home, and play. With several large scale and interesting projects on the go there is always plenty to be involved in. We are currently seeking an Enterprise Risk and Compliance Advisor for a 6-month assignment. **Mō...

  • Compliance Officer

    3 weeks ago


    Wellington City, New Zealand New Zealand Government Full time

    Privacy is the new frontier! Want to build your regulatory expertise in a place that really does make a difference? He aha te mea nui o te ao? He tangata, he tangata, he tangata. What is the most important thing in the world? It is people, it is people, it is people. Our work - Ko tā mātou mahi The Privacy Commissioner is Aotearoa New Zealand's privacy...


  • Wellington City, New Zealand New Zealand Government Full time

    Flexible work location, permanent, full time Are you a talented risk and compliance professional? About the Role We have an exciting role to join our Sustainability & Risk Partnership hapū as our Senior Compliance Officer. This role leads and manages our compliance work programme and ensures we meet our obligations through constant evaluation and monitoring...

  • Compliance Officer

    4 weeks ago


    Auckland City, New Zealand AA New Zealand Full time

    **About us**: AA Money provide current and potential AA members with simple, transparent and trusted money solutions. Our aim is to help New Zealanders look after their financial well-being and sort their money needs, with a focus on motor vehicle loans and personal loans. We are growing rapidly and are looking for some dedicated lenders who want to join a...


  • Auckland City, New Zealand TOWER Insurance Full time

    **Why you'll love working with Tower** At Tower, we live and breathe our values -at the heart of every interaction. Our people come first, we pride ourselves on creating a diverse and inclusive space that allows our people to thrive. Encouraging everyone to bring their whole selves to work, we aim to represent the diverse communities we work in and...


  • Auckland City, New Zealand Tyler Wren Full time

    Experience with RBNZ, ASIC, GICOP - 1LOD - Market related remuneration package with excellent benefits Tyler Wren is working with a leading insurer to attract a Risk & Compliance manager who will help build out the Risk & Compliance programme within the first line and engage in the risk and compliance uplift programmes. Support our clients' three lines of...


  • Wellington City, New Zealand New Zealand Government Full time

    Risk Compliance and Legal Analyst Te tūranga - The roleIn this key role, you will be responsible for maintaining all terms and conditions of operations for the Exchange Settlement Accountholder System (ESAS) and New Zealand Central Securities Depository (NZClear). You will oversee and ensure that both the ESAS and NZClear systems comply with legal and risk...