Compliance Officer

2 weeks ago


Auckland City, New Zealand AA New Zealand Full time

**About us**:
AA Money provide current and potential AA members with simple, transparent and trusted money solutions. Our aim is to help New Zealanders look after their financial well-being and sort their money needs, with a focus on motor vehicle loans and personal loans. We are growing rapidly and are looking for some dedicated lenders who want to join a company going places

**The role**:
Reporting to the Risk & Compliance Manager you will have the opportunity to support a strong customer focused culture within AA Money through delivering across risk, compliance, governance and business support aspects of our business.

This is a hands on role that is part of the Risk and Compliance Team to support a strong compliance and conduct culture through identifying and follow-up on compliance related issues and working closely with the wider AA Money team on strategies to mitigate them.
- Conduct the "compliance workflow" review and sign-off on each loan transaction
- Monitor the effectiveness of compliance controls by performing quality assurance activities, including end-to-end loan life cycle review.
- Evaluate staff telephonic communication with customer and provide challenge on regulatory requirements and customer service expectations.
- Manage the quality assurance process and reporting to team leaders and management committees.

**To be successful you will need to have**:

- Knowledge of risk management in the finance/banking sector
- 1-2 years' risk management/legal operating at an analyst within a financial services or large business
- Strong communication skills, analytical and report writing skills
- The ability to build and maintain key business relationships
- High level of computer literacy in Microsoft Office or equivalent: MS Excel, MS Word, MS Power Point and Outlook

**Why work for us**:
As a team, we can offer you training and development, a strong focus on professional growth, and a clear path for your career development.
- Free AA Membership
- Discount on all products within the AA Brand
- Great offices in Britomart
- Wellness and birthday leave
- Up to 4% Kiwi saver after 6 months of service



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