![LRI Invest](https://media.trabajo.org/img/noimg.jpg)
Compliance Officer
3 weeks ago
Description
Do you have Compliance experience, and are you seeking a new job in New Zealand? Apex Group is looking for a Compliance Officer in Auckland.
As a Compliance Officer, you will coordinate and report on incidents, breaches, and complaints. You will help develop and implement solutions with the business to improve our clients' service quality. You'll also provide compliance reporting to clients and coordinate internal audits and AML reporting.
In your first few weeks in this Compliance Officer role, you can expect to:
- Be a trusted adviser and support the company's Asia Pacific Region Compliance function covering countries such as New Zealand, Australia and others, as appropriate
- Day-to-day compliance reporting, including internal monthly and weekly compliance reporting, regulatory filings, and other projects
- Advise on compliance issues relating to AML, KYC, FATCA, CRS etc and other compliance-related requirements, AML due diligence, PEP and sanction checks on client and investor files concerning regulatory requirements in New Zealand
- Work with Compliance leadership locally and the APAC Compliance team on suspicious activity, reporting to regulatory authorities and other matters as appropriate.
About our Company
Apex Group Ltd., established in Bermuda in 2003, is a global financial services provider. With 85 offices in 42 countries worldwide and over 10,000 employees. Apex delivers an extensive range of services to asset managers, capital markets, private clients and family offices. The Group has continually improved and evolved its capabilities to offer a single-source solution through establishing the broadest range of services in the industry; including fund services, digital onboarding and bank accounts, depositary, custody and super ManCo services, business services including HR and Payroll and a pioneering ESG Ratings and Advisory service for private companies.
Apex Group includes FundRock, LRI and European Depositary Bank.
Additional information:
We measure our success as a business, not only by delivering great products and services and continually increasing our assets under administration and market share, but also by how we positively impact people, society and the planet.
-
Compliance Officer
2 weeks ago
Auckland City, New Zealand Team Recruitment Full timeWe are excited to present an exclusive opportunity for a Compliance Officer to join a leading chemical importer and distributor based on the North Shore. Our client is a well-established, privately-owned company with a remarkable track record since its inception thirty years ago. As a dedicated recruitment agency, we are thrilled to be partnering with this...
-
Compliance Officer
4 weeks ago
Auckland City, New Zealand Tyler Wren Full timeOngoing support and growth - Great team culture - Further your Compliance career Tyler Wren is working with a great client of ours to assist with recruiting a Compliance Officer to join their team. This position will report to the Head of Compliance and work closely with the wider team. As the Compliance Officer, you will deal with new clients' onboarding...
-
Compliance Officer
4 weeks ago
Auckland City, New Zealand AA New Zealand Full time**About us**: AA Money provide current and potential AA members with simple, transparent and trusted money solutions. Our aim is to help New Zealanders look after their financial well-being and sort their money needs, with a focus on motor vehicle loans and personal loans. We are growing rapidly and are looking for some dedicated lenders who want to join a...
-
Compliance Officer
4 weeks ago
Auckland City, New Zealand New Zealand Government Full timeDiscover a career with purpose at MBIE Discover a career with purpose at MBIE - Central Auckland location - Bring your keen eye for detail to this exciting role and fun and supportive team - Flexible working options available - Help achieve compliance with New Zealand Tenancy laws through risk based assessments. - Salary range: $68,380-$77,359 Tēnei...
-
Compliance Officer
4 weeks ago
Auckland City, New Zealand New Zealand Government Full timeDiscover a career with purpose at MBIE Discover a career with purpose at MBIE - Central Auckland location - Bring your keen eye for detail to this exciting role and fun and supportive team - Flexible working options available - Help achieve compliance with New Zealand Tenancy laws through risk based assessments. - Salary range: $64,079-$73,364 Tēnei...
-
Compliance Officer
2 weeks ago
Auckland City, New Zealand Auckland Council Full timePermanent Full-time - Exciting changes, high profile plans and developments - Mix of field & office based, multi-disciplinary focus **He angitūtanga: The opportunity** You will be the frontline in protecting our environment and community. This field-based role provides a multi-disciplinary compliance response service covering investigations, resolutions...
-
Compliance Officer
3 weeks ago
Auckland City, New Zealand New Zealand Government Full timeDiscover a career with purpose at MBIE Discover a career with purpose at MBIE - Keen to help landlords and tenants comply and get ahead? - Manukau location with flexible working options available - Bring your keen eye for detail to this exciting role and fun and supportive team - Salary range: $64,079-$73,364 Tēnei tūranga - About the Role: Be part of a...
-
Senior Compliance Officer
4 weeks ago
Auckland City, New Zealand LRI Invest Full timeDescription Do you have Compliance experience, and are you seeking a new job in New Zealand? Apex Group is looking for a Senior Compliance Officer in Auckland. As a Senior Compliance Officer, you will coordinate and report on incidents, breaches, and complaints. You will help develop and implement solutions with the business to improve our clients' service...
-
Food Compliance Officer
1 week ago
Auckland City, New Zealand New Zealand Government Full timeFood Compliance Officer - New Zealand Food Safety Permanent Auckland $75,080 plus benefits Kōrero mō te Tūranga - About the Role Food Compliance Officers contribute to MPI's vision by delivering effective food safety, suitability related compliance and enforcement services. As a Food Compliance Officer, you will be responsible for working with members of...
-
Assistant Compliance Officer
4 weeks ago
Auckland City, New Zealand H2R Consulting Full time**Location**: Auckland Type: Contract or Temp Reference: 687323 - 6 month fixed term contract - Get experience in the public sector - Opportunity to work remotely or from the Auckland Office - Excellent pay package. We are looking for a Compliance Analyst with expertise in consumer law on a 6 month fixed term contract. As a Compliance Analyst, you will be...
-
Assistant Compliance Officer
4 weeks ago
Auckland City, New Zealand Madison Recruitment Full timeAre you someone with experience in banking or finance with an eye for detail and the ability to juggle multiple tasks? Our client is looking for an Assistant Compliance Officer on a 6 month Fixed Term contract to support with a backlog of work. A typical day for you would include: - Implementing an effective monitoring programme - Engaging with stakeholders...
-
Compliance Officer
3 weeks ago
Auckland City, New Zealand JLL Full timeJLL supports the Whole You, personally and professionally. What we’re about JLL is a global leader in helping clients envision where people live, work, play, shop, and eat; we’re all about shaping the future of real estate for a better world! We see a Brighter Way forward not only for our clients and communities but, most importantly, our people....
-
Compliance Officer
4 weeks ago
Auckland City, New Zealand Auckland Council Full timePermanent full-time - Regional response, Central Auckland Based - Exciting changes, high profile plans and developments - Mix of field and office based, multi-disciplinary focus **He angitūtanga: The opportunity** You will play a crucial role in maintaining, protecting, and improving the public health and wellbeing of the public. As Tamaki Makaurau...
-
Compliance Officer
3 weeks ago
Auckland CBD, New Zealand Consult Recruitment Full time**A little bit about the company** Join a growing family-orientated property investment and management company that puts its investors at the heart of what it does. Licenced and regulated by the Financial Markets Authority, our client is continuously looking at new opportunities to grow. **Some more information about the role** This is a part-time role...
-
Compliance Officer
4 weeks ago
Wellington City, New Zealand New Zealand Government Full timePrivacy is the new frontier! Want to build your regulatory expertise in a place that really does make a difference? He aha te mea nui o te ao? He tangata, he tangata, he tangata. What is the most important thing in the world? It is people, it is people, it is people. Our work - Ko tā mātou mahi The Privacy Commissioner is Aotearoa New Zealand's privacy...
-
Senior Risk
4 weeks ago
Auckland City, New Zealand Tyler Wren Full time3 - 5 Years experience in Compliance or a similar role - Financial Markets Law workign knowledge - Market related remuneration and benefits Our client is a leading Financial Advice Provider with insurance broking operations across the North and South Islands of New Zealand. The Senior Risk and Compliance Officer opportunity is a newly created role within...
-
Quality and Compliance Officer
3 weeks ago
Auckland City, New Zealand Technical Recruitment Solutions Full timeThis East Tamaki-based building materials manufacturer has recently been promoted internally, creating a new opportunity for a driven and detail-oriented Quality and Compliance Officer to maintain their standards of excellence. **What Does a Typical Day Look Like?** - Product Compliance and Reporting: Ensure routine product testing is conducted on time and...
-
Data and Compliance Officer
3 weeks ago
Auckland City, New Zealand Navitas Full time**ABOUT US** Established in 1976, SAE Creative Media Institute (SAE) provides niche creative media programmes to about 10,000 students at more than 50 campuses around the world. SAE is recognised for providing students with access to the best industry equipment and facilities, employing teaching staff with strong industry experience and delivering hands on...
-
Legal & Compliance Officer
6 days ago
Auckland City, New Zealand FLEETCOR Full timeYour role What you'll be doing What We Need Corpay is currently looking to hire a Legal & Compliance Officer to sit in our Auckland office. In this role, you will be responsible for overseeing all legal matters across the ANZ business, providing strategic legal advice, and ensuring compliance with applicable laws and regulations across multiple...
-
Animal Compliance Officer
1 week ago
Auckland City, New Zealand Auckland Council Full timePermanent/full time opportunities - Public safety and collaborative focused - Highly rewarding **He angitūtanga: The opportunity** You will work within the Dog Control Act 1996 and Council policies and procedures to respond to public complaints about dog and stock control; customer requests for services including managing aggressive and/or barking dogs,...