Compliance Officer
2 weeks ago
FMCA/FAP knowledge and experience
- Flexible working policy
- Supportive team environment
We are working with a client of ours to assist with growing their compliance team and we are currently helping recruit a Compliance Officer.
This role reports to the Head of Compliance and will manage the AML/CFT queries, and when needed to escalate these queries you will have the ability to provide recommendations. As the Compliance Officer, you will be responsible for managing complaints and incidents, overseeing the compliance assurance program, report writing, and participating in the Risk & Compliance Committee.
As the Compliance officer, you will provide compliance training to other members of the team and you will also be responsible for approving investment advertising and be involved with this function of the department. Report writing and presenting findings to senior management will also be expected.
**About you**:
- 3- 5 years of experience in compliance-related roles
- Sounds understanding of FMCA/FAP (MIS and DIMS preferred)
- Financial services experience
- Understanding of legislation and regulations
- Solid written and verbal communication skills
- Attention to detail
- Not afraid to ask questions
If this role sounds like it could be your next move and you’re wanting to join a growing team, please do** 'Click Apply'.** Contact **Sarah Kennerley** on **09 869 7180** for a confidential discussion
**Here at Tyler Wren, we know good people know good people, for this reason, we have increased our referral voucher to *$600 per person. *Terms and Conditions apply
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