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Compliance Manager

4 months ago

Auckland City, New Zealand ASB Bank Full time

**Compliance Manager - Line 1**

***:
**_At the heart of ASB is us, working together. Our Values of Caring, Passion, Integrity, United, and Courage are the characteristics that best describe who we are and what we stand for._**

**_ ASB is on its growth journey to creating a 'future fit' risk team to ensure risk is at the forefront of each strategic and business objective and enabling our purpose of accelerating progress for all New Zealanders._**

**Mō te Tūranga | About the role**

We have an exciting 6-month parental leave cover opportunity to join the Corporate Banking (CB) Line 1 compliance team supporting our Global Markets, Corporate, Global Transaction Banking, ASB Securities distribution units and Economists team. As a Compliance Manager, you will play a critical role in the CB Division to drive compliance with ASB's risk management frameworks, policies and procedures, support the impact assessment of new/proposed/amended laws, regulations (both NZ & International), industry codes, recommend submissions (where applicable) and assist in the development of action plans to ensure compliance.

You will be responsible for providing advice, guidance and support on compliance related queries, incidents, and issues on products, process initiatives and reviews. You will also provide training and report on adherence to appropriate compliance policies and procedures.

You will play a critical role in building a culture committed to enhancing ASB's reputation, driving continuous improvement and embracing change.

**Ō pūkenga | About you**
- To be successful in this role, you will have a passion for the financial services industry, ideally having had prior experience either within a Business / Corporate financial services environment, or in compliance.
- You are a team player who enjoys collaborating with colleagues, is curious and energetic.
- You have great stakeholder management and communication skills, while being able to navigate ambiguity and the unknown to be able to provide outstanding compliance advice.
- You are building your knowledge and understanding of the financial services regulatory environment and legislation, having a keen interest in conflicts management and relevant legislation including the FMCA (and FSLAA), Retail Payments Act, Conduct of Financial Institutions, Deposit Takers Act and RBNZ requirements - and are looking to take those foundations to the next level.
- Your strong commercial acumen and understanding of how complex commercial entities operate will enable you to provide risk based advice and guidance to a wide range of stakeholders.

**Te mahi ki ASB | Working for ASB**

In return, you will work for an organisation that places huge importance and focus on its people, where the sky is the limit for development and career opportunities. You will work in a successful and supportive team environment and be a part of the growth story that is ASB.

ASB is committed to fostering a culture where people are engaged, passionate and valued - living our values every day is integral to achieving our purpose. We offer flexible and supportive work environment; we help people grow and celebrate together.

You will have access to ASB Employee benefits and employee perks

**Me pēhea te tono | How to apply?**

If we've nailed our pitch and this role sounds like it might be the one for you then please click "apply"we'd love to hear from you

**Job Details**:

- Reference #
BC154969- Posted on
04 Aug 2023- Closes on
22 Aug 2023 12:00- Location(s)
North Wharf- Company
ASB Bank- Expertise
Compliance, Corporate and Institutional, Risk- Work type(s)
Fixed Term