Compliance Analyst

4 days ago


Auckland City, New Zealand Frog Recruitment Full time

**_Compliance Analyst_**
**_2 Positions_**

**_Frog Recruitment - Banking & Finance_**
**_Auckland > Auckland Central CBD_**
**_Multinational enterprise
- Full time_**
**_Overseas travel opportunity_**

**_Are you an experienced Compliance Analyst looking for a change?_**
**_ _**
**_We have partnered with one of New Zealand’s leading global companies in search of their next Compliance Analyst to manage their brokerage compliance. In this role you will be _**_reporting to the Head of Brokerage Compliance in their Auckland office._**
**_ _**
**_If you have experience working in brokerage compliance “NZX” - similar experiences from a brokerage firm that does a similar business in securities/stocks or from a banking sector, then look no further to start building a long-term career progression with this company_**_
- **

**_About the role:_***

**This role requires all parts of brokerage compliance experience. You will be updating and reviewing polices & procedures, marketing wordings and training material.**
- Maintaining a structured and systematic compliance framework to ensure the business is compliant with relevant rules and regulations in New Zealand.
- Assist in reviewing, developing, analysing, and evaluating the Compliance function, its management systems, policies, and procedures.
- Work within the Brokerage Compliance team to ensure that all relevant regulatory standards, guides etc. are identified and mapped accordingly.
- Maintain compliance controls designed to manage or mitigate those risks, and fully implement and monitor those controls to ensure they are effective.

**_About you:_**

**It will be a bonus if you have acquired the law degree but not necessary. You will be building partnerships with all key stakeholders within the organisation, partners, and external agencies.**

**This role is for someone who has great attention to detail, a 'can-do' with excellent communication skills.**
- Experience in Brokerage Compliance in the New Zealand financial industry.
- Experience in banking sector processing polies, procedures, and regulations.
- Excellent self-management, interpersonal, presentation and strong relationship management skills.
- A high degree of accuracy and attention to detail, and an unquestioned ability to manage confidentiality.

**_How to apply_**

**_To be considered, applicants must hold the legal right to live and work in New Zealand._**
**_


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