Nz Regulatory Change

1 week ago

Hamilton, Waikato, New Zealand Rabobank Full time

Job Overview & Purpose:


The Regulatory Affairs Analyst works with the Senior Managers Compliance; Projects, Regulatory Affairs and Treating Clients Fairly to support these roles with the ongoing regulatory requirements across Rabobank, including but not limited to regulatory affairs, projects (including regulatory change) and Treating Client Fairly (TCF).

The role is primarily responsible for supporting the Senior Managers with the following activities which includes, but is not limited to:

  • Track and monitor regulatory developments.
  • Secretariat for related forums compiling minutes and managing initiatives and actions as required
  • Manage obligation registers (including prudential) processes and attestation procedures.
  • Support TCF (Fair Conduct Program) and compliance project related initiatives.
  • Provide ongoing support and training with Compliancerelated policy maintenance (including, as required, localisation of global policies and standards e.g. Local Policy on TCF).
  • Coordinate compliance papers associated with quarterly Board Risk Management Committee, Risk Management Committees and sub risk management committees.
  • Assist with regular (and ad hoc) reporting and review requests across Regulatory Affairs, Projects and TCF (conduct) as required, including compliance information and data requests and complaint, incident reviews.
  • Liaise and build relationships, not only across the wider NZ bank but also with the Regional Compliance team and Group Compliance.

Context of Job:


A key driver of the external environment in relation to Compliance is the requirements of regulators across New Zealand, primarily relating to the key areas of Treating Clients Fairly, Financial Crime Compliance, data risk, prudential control, privacy etc.

The level of regulation impacting Rabobank New Zealand continues to grow.

As regulators increase their levels of oversight, there is an increasing need to demonstrate the effectiveness of the compliance management framework.


The Compliance team is also responsible for the development, maintenance and operation of Compliance policies and the Compliance framework in line with Head Office requirements.


Reporting functionally to Chief Compliance Officer, the role is expected to be able to support and co-ordinate independently the key activities, seeking guidance and support when needed.


Key Responsibilities and Accountabilities:

  • Maintain Rabobank's regulatory change management framework.
  • Proactively identify and signal emerging trends in regulatory developments.
  • Support regulatory related forums and initiatives, including acting as secretariat and liaising with Compliance (both Local and Regional) and other business units as required.
  • Manage Obligation registers (including prudential) and associated procedures including attestation process.
  • Support TCF (Fair Conduct Program), including regulatory submissions and Project related initiatives
  • Maintain related policies, standards, procedures and processes to support key activities of the role
  • Assist with preparing reports for Head Office, management committees and the Board of Directors for Regulatory Affairs, Projects and TCF.
  • Active involvement in compliance training and development activities, promoting risk awareness and active risk management.
  • Other duties as directed to support the Compliance team and function.
General


Uphold the Rabobank Values, behaviour, Code of Conduct and Treating Clients Fairly principles to deliver fair and transparent outcomes for our clients and community through our daily behaviours, practices, processes and controls.


Qualifications:

  • Bachelor of Commerce / Economics / Business / Finance/ Laws or relevant industry qualification

Experience:

  • Minimum of 3 years' experience gained in compliance / audit / risk management related activities

Knowledge:

  • Solid understanding of the New Zealand, regional and global regulatory environment and (emerging) requirements
  • Understand good governance principles. (desirable).
  • A high level understanding of the key regulatory obligations faced by financial services organisations e.g. privacy, AML/CTF, Sanctions, Corporations Act, Prudential requirements (desirable).

Skills:
This role closes Friday 23rd June 2023.

  • Change Manager

    1 week ago

    Hamilton, Waikato, New Zealand Absolute IT Recruitment Specialists Full time

    Hamilton- Other- NZD1000 - NZD1200 per day- Full Time- Contracting- 31 Jan 2023- Do you have a sound understanding of change management approaches? Pragmatic change expert required 6 months rolling contractABOUT THE COMPANYA fully NZ owned, and operated organisation based in Tauranga is looking for a Senior Change Management Professional to support their...

  • Quality Assurance Associate

    1 week ago

    Hamilton, Waikato, New Zealand Alpha Recruitment NZ Full time

    PositionQuality Assurance AssociateDivisionAsset RecruitmentJob TypeContractLocationHamiltonRef#ST08223Posted8 February 2023Close off12 March 2023One-year fixed term contractOur client is a pharmaceutical manufacturer of animal welfare products. As a global company with a presence across more than 100 countries they provide veterinarians, farmers and pet...

  • Nz Senior Manager Climate-related and Esg Risk

    1 week ago

    Hamilton, Waikato, New Zealand Rabobank Full time

    Job Overview & Purpose:The Senior Advisor, Climate-related and Environmental, Social and Governance (ESG) Risk plays an important role in strengthening Rabobank's approach to climate-related and ESG risk in Region Australia, New Zealand (RANZ).This is a critical role within the regional Climate-related & ESG Risk team. The role supports the bank's broader...

  • Surveying Roles Nz Wide

    1 week ago

    Hamilton, Waikato, New Zealand 84 recruitment Full time

    LAND SURVEYING ROLES NZ WIDE84 RecruitmentAucklandSurveying (Construction)Full timeLATEST SURVEYING ROLES NATIONWIDE84 Recruitment are recruiting nationwide for the following surveying opportunities with a diverse range of companies (including consulting and contractor options) - hiring nowCurrently, I am looking for the followingSurveyors all levels |...

  • Senior Research Analyst Nz

    1 week ago

    Hamilton, Waikato, New Zealand Rabobank Full time

    Rabobank are currently recruiting for a Senior Research Analyst position.The RaboResearch Senior Analyst Animal Protein, Food and Agribusiness position is a critical role within the RaboResearch team as your expertise on beef, sheep and dairy as well as sustainability will help to guide Rabobank and our clients towards a more sustainable future.Discover how...

  • Nz Civil Engineering Cadet Campaign

    1 week ago

    Hamilton, Waikato, New Zealand Downer Group Full time

    Downer your DiplomaKick start your career at Downer. We offer a great Cadet Programme, which will help you to get the experience you need to succeed as an engineer.Here at Downer we view every cadet as a potential leader. In fact some of our current leaders started their careers as cadet, this is a great opportunity to earn while you learn and grow your...

  • NZ Deposit Specialist

    1 week ago

    Hamilton, Waikato, New Zealand Rabobank Gruppe Full time

    Job Overview & Purpose:The Deposit Specialist, reports to the Senior Product Manager and assists managing and growing deposit only clients through the Key Account Services (KAS) channel. KAS is responsible for the development and growth of the indirect deposits via financial intermediaries (platforms primarily) through the Rabobank Online Savings (ROS)...

  • Head of Customer Engagement

    1 week ago

    Hamilton, Waikato, New Zealand Land Information NZ Full time

    Seeking a bold, innovative and creative leader They will drive connection and integration, and build effective partnerships here and globally Our new Head of Customer Engagement will deliver on our Te Ao Māori, customer, digital, and agile goalsTe Tākinatanga - Our storyToitū Te Whenua Land Information New Zealand is the government's lead agency...

  • Area Manager

    1 week ago

    Hamilton, Waikato, New Zealand NZ Post Full time

    Area Service Delivery Manager - Waikato Metro Based in Hamilton Make a positive impact on wider service performance Develop your leadership careerReporting to the Central East Coast Regional Manager, the primary responsibility of this role is to lead our delivery teams within their respective areas of the region to be high performing. This role will be...

  • Glazier

    2 months ago

    Hamilton, Waikato, New Zealand Adecco NZ Full time

    About you:Be comfortable with reading plans, blueprints, and sketchesTaking measurements, calculating, and planning material requirementsYou will take pride in the quality of your workYou will have a strong work ethic and have excellent communication skillsYou must have reliable transport.Be flexible as projects sites may change Benefits:Competitive rates of...

  • Glazier

    4 weeks ago

    Hamilton, Waikato, New Zealand Adecco NZ Full time

    About you:Be comfortable with reading plans, blueprints, and sketchesTaking measurements, calculating, and planning material requirementsYou will take pride in the quality of your workYou will have a strong work ethic and have excellent communication skillsYou must have reliable transport.Be flexible as projects sites may change Benefits:Competitive rates of...

  • Incident Response Officer

    1 week ago

    Hamilton, Waikato, New Zealand Waikato Regional Council Full time

    Mō te tūranga | About the roleThis role represents an exciting opportunity for a person to join our team to respond to calls from members of the public relating to environmental incidents and potential compliance issues of the Resource Management Act 1991 and other environmental legislation.This role involves attending enquiries and complaints within our...

  • Operations Lead

    1 week ago

    Hamilton, Waikato, New Zealand NZ Post Full time

    Express Operations Lead - HamiltonNZ Post Express offers same day urgent point to point courier services across town or nationwide. It's an exciting and fast paced, where meeting our customers urgent requirements in a time critical way is key, and each day is different from the next.Kōrero mō te tūranga - About the roleDue to internal promotion, we are on...

  • Engagement Specialist

    1 week ago

    Hamilton, Waikato, New Zealand Waikato Regional Council Full time

    Mō te tūranga | About the roleLooking for a change in vocation and lifestyle? Want to use your skills and knowledge of New Zealand farming systems to advance your career, gain experience in local government, and also make a real difference to the region's environment? This 2-year fixed term role (until 30 June 2025) will work with local catchment groups to...

  • Senior Revenue Compliance Officer

    1 week ago

    Hamilton, Waikato, New Zealand New Zealand Government Full time

    Contribute to the safe and efficient use of NZ roads Ensure equity and fairness in road user funding everyone pays their fair share Protect government revenue Progress your compliance career at Waka Kotahi Full time 40 hrs, 5 weeks annual leave, flexible working Locations: Christchurch or Hamilton Proven experience in assessing risk and undertaking...

  • Senior Legal Counsel

    1 week ago

    Hamilton, Waikato, New Zealand Health New Zealand - Te Whatu Ora Full time

    Join Health New Zealand | Te Whatu Ora at a key time of change where you will meaningfully contribute to our kaupapa of creating a more equitable, accessible, cohesive and people-centered health system.Te whiwhinga mahi | The OpportunityThe Health New Zealand legal team has offices across New Zealand, supporting the operational work of our hospitals and...

  • Sales & Service Team Leader

    1 week ago

    Hamilton, Waikato, New Zealand Genesis Energy NZ Full time

    Reference # Posted on- 24 Jul 2023- Closes on- 30 Jul :55- Location(s)- Hamilton- Expertise- Administration, Contact Centre, Customer Service, Quality Assurance, Sales- Job level(s)- Experienced- Work type(s)- Permanent full-time.Frank*Energy is a NZ power company that's been making power easy & affordable for kiwis for 20 years (previously known as Energy...

  • Gi Au/nz ou Controller

    1 week ago

    Hamilton, Waikato, New Zealand Hitachi Energy Full time

    Mission Statement:Act as a business partner to the relevant business manager. Lead local Controlling team to optimize financial performance within an assigned Business Units/Product Group. Support effective business decisions by monitoring, analyzing, and interpreting financial data in order to evaluate various business alternatives and recommend the most...

  • Customer Service Manager, Nz

    1 week ago

    Hamilton, Waikato, New Zealand Rabobank Full time

    Job Overview & Purpose:To provide exceptional and professional front of house and office manager duties for all external and internal Rabobank New Zealand Limited customers at Head Office in Hamilton. This role is the first point of contact for clients and visitors, as well as undertaking the delivery of excellent administrative and operational duties to...

  • Postal Team Leader

    1 week ago

    Hamilton, Waikato, New Zealand NZ Document Exchange Full time

    We have an exciting opportunity to join our team as Postal Delivery Team Leader.A great advancement if you are looking to increase your skillset and make a difference to support building a successful delivery network.Here's what you'll doAs Postal team leader, you will ensure all company health and safety policies/processes are up to date and implemented....