Head Of Compliance

1 week ago


Auckland, Auckland, New Zealand Finance Now Full time

Compliance & Risk (Banking & Financial Services) We have an exciting opportunity for an experienced Compliance Leader to lead the Finance Now Compliance Function.

Finance Now is a successful and growing New Zealand financial services company.
We are a Kiwi-owned and operated organisation founded in 2000, offering a range of consumer and business finance solutions.
We are a friendly and inclusive company that values teamwork and embraces diversity.

As a company that puts people first, we provide a supportive team culture and a place where people can grow.

Our products consist of a range of consumer lending products such as Personal Loans, Vehicle Loans, Credit Card products and Fixed Term Consumer Goods loans.

Reporting to the GM Operations & Risk, the Head of Compliance will be responsible for: Ensuring FNL Policy and Processes comply with all current legislative requirements, by: Monitoring legislation and regulation applicable to FNL, synthesizing those requirements into actionable steps that meets regulatory compliance but also ensures business financial targets and desired customer/partner outcomes are achieved.

Monitoring finance and compliance industry best practice and making recommended enhancements to FNL Policies and Processes, Adapting and displaying commercial acumen towards FNL's systems, procedures and workflows, and proposing corrective actions to relevant Line Managers and the Executive Implementing approved amendments across all areas of change management required Proactively report/present proposed legislative changes to management for discussion of impacts and solutions Supervising the documentation of internal audits around FNL's adherence to internal operational policies and procedures, legislative requirements and regulations and assist associated LOB managers with their implementation.

Effectively manage the Compliance team, ensuring all requirements of team are delivered in a timely manner and a strong team focus and effort is achieved, while creating a good work environment and culture for your team.

The team of 4 comprises our Senior Compliance Manager, AML Officer and Line 2 monitors.

This is a hands-on role and you will be actively involved in the formulation and execution of our Compliance Programme.


Benefits include:

A competitive salary commensurate with the seniority of the role- this role is in the 180 K+ range Subsidised Health Insurance Preferential staff rates on FNL and SBS products Previous Leadership roles within a Lending Compliance Function is a must and ideally you will have a broad based understanding across a wide range of compliance disciplines in a Financial Services setting.

Only those with a right to work in New Zealand will be considered.

Your application will include the following questions: Which of the following statements best describes your right to work in New Zealand? How many years' experience do you have as a Head of Compliance? What's your expected annual base salary? How much notice are you required to give your current employer? Report this job advert Don't provide your bank or credit card details when applying for jobs.


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