Financial Services Compliance Lead

About Us:Wellington-Altus Financial Inc. is a leading investment dealer in Canada, with a strong presence across the country.We are committed to delivering exceptional service to our clients and fostering a culture of compliance and integrity within our organization.Job Summary:The Compliance Analyst, Branch Audit will be responsible for conducting...

Job DescriptionWe are seeking an experienced Compliance Analyst, Branch Audit to join our team. As a key member of our Compliance Department, you will be responsible for conducting comprehensive audits of various branches to ensure compliance with regulatory requirements and internal policies and procedures. You will also assist in implementing changes and...

Job OverviewWe are seeking a highly experienced professional to lead our Managed Accounts Supervision team. As Senior Manager, you will play a crucial role in ensuring compliance with regulatory requirements and business standards across multiple regions.Key Responsibilities:• Supervise the activities of Portfolio Managers, focusing on managed account...

About UsWellington-Altus Financial Inc. is a leading financial services company with over $35 billion in assets under administration. Founded in 2017, we have established ourselves as one of Canada's Best Managed Companies.">The OpportunityWe are seeking a Senior Manager, Managed Accounts Supervision to join our team. As a key member of our investment...

About UsRay White And Loan Market is a leading financial services group with over 20 years of experience in mortgage and insurance distribution. We pride ourselves on being a family-owned, privately held business built on strong family values.The RoleWe are seeking a highly skilled Compliance Analyst to join our team. As a key member of our compliance team,...

Company OverviewWellington-Altus Financial Inc. is a leading financial services provider with a strong commitment to excellence and customer satisfaction. Founded in 2017, the company has established itself as one of Canada's Best Managed Companies, with a reputation for delivering high-quality services to its clients.Job DescriptionThe Senior Compliance...

About UsThe New Zealand Government aims to improve trust and promote value in the public sector through our audits. We're looking for a Lead Auditor for Financial Reporting and Compliance to join our Audit Quality Group.Key ResponsibilitiesDevelop and implement policies related to financial reporting and compliance.Provide independent, high-quality advice...

About the OpportunityWellington-Altus Financial Inc. is seeking a highly skilled Senior Compliance Analyst, Complaints to join our team. Reporting to the VP, Audit & Conduct, this role will provide administrative support in assisting with the review of client complaints and assessing their merits.The successful candidate will possess strong organizational...

About the CompanyWellington-Altus Financial Inc. is a leading provider of financial services in Canada. Our organization values excellence, integrity, and innovation, and we are committed to fostering a diverse and inclusive workplace culture. We are seeking an experienced Compliance Analyst, Branch Audit to join our team. As a key member of our Compliance...

At Booster Financial Services, we are committed to helping New Zealanders grow their money and financial confidence. As a Senior AML & Compliance Analyst, you will play a crucial role in supporting the operation, maintenance, and continued implementation and development of our AML Risk Assessment and Compliance Programme.This is an excellent opportunity to...

Company Overview:Wellington-Altus Financial Inc. is a leading financial institution with a strong presence in Canada. Founded in 2017, the company has experienced rapid growth and expansion, with a team of successful advisors and portfolio managers serving high-net-worth clients across the country.With over $35 billion in assets under administration,...

About the RoleThe Compliance Analyst, Branch Audit will conduct comprehensive audits of various branches in accordance with regulatory requirements and internal policies and procedures. This includes scheduling interviews with advisors to ensure adherence to internal processes and regulatory requirements, preparing branch audit reports in a timely manner,...

Job Title:Financial Services Team LeadJob Summary:We are seeking an experienced Financial Services Team Lead to manage our client relationship team.The successful candidate will have a proven track record in financial services, asset management, or securities services.About the Role:This is an exciting opportunity to join our dynamic client relationship team...

Company OverviewWellington-Altus Financial Inc. is a leading financial services company with a strong presence in Canada. Founded in 2017, the company has experienced significant growth and expansion, with a portfolio of companies under its umbrella.The OpportunityWe are seeking an experienced marketing professional to join our team as Vice-President,...

Job OverviewWe are seeking a talented Compliance Specialist to join our team at Wellington-Altus Financial Inc. This Senior Compliance Analyst, Complaints role will provide critical support in reviewing client complaints and assessing their validity.The ideal candidate will possess excellent analytical skills, attention to detail, and experience in AML...

About the PositionWe are currently seeking a highly motivated Risk Management and Compliance Professional to join our team at Wellington-Altus Financial Inc. As a Senior Compliance Analyst, Complaints, you will play a crucial role in reviewing client complaints and identifying potential issues.The successful candidate will possess excellent problem-solving...

Why Join Us: At Enva Financial, we offer a unique and rewarding career opportunity for individuals who are passionate about delivering exceptional service and building long-lasting relationships with our customers. As a Mortgage Broker, you will have the opportunity to work closely with our team of experienced professionals to deliver outstanding results and...

About Us:We are a leading investment dealer in Canada, with a strong commitment to equity and diversity within our community.Job Role:The Compliance Analyst, Branch Audit will be responsible for ensuring that all branches meet regulatory requirements and internal policies and procedures.Responsibilities:Conducting branch audits to identify areas of risk and...

Location: This in-office position will be based out of our Calgary or Toronto office.Our organization:Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., Wellington-Altus Insurance Inc., Wellington-Altus Group Solutions Inc., and Wellington-Altus...

**About Us**Wellington-Altus Financial Inc. is a leading investment dealer in Canada and one of the country's Best Managed Companies. Founded in 2017, our organization encompasses several subsidiaries, including Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., and Wellington-Altus Insurance Inc.We are seeking a highly skilled Senior Manager...