Financial Compliance Expert, Complaints Analyst

Company Overview:Wellington-Altus Financial Inc. is a leading financial institution with a strong presence in Canada. Founded in 2017, the company has experienced rapid growth and expansion, with a team of successful advisors and portfolio managers serving high-net-worth clients across the country.With over $35 billion in assets under administration,...

Senior Compliance Analyst, Complaints (Full-Time, 12-Month Term)Location: This in-office position will be based out of our Calgary or Toronto office.Type: This is a full-time, 12-month term position.Our organization: Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc.,...

Senior Compliance Analyst, Complaints (Full-Time, Term)Location: This in-office position will be based out of our Calgary or Winnipeg office.Type: This is a full-time, 12-month term position.Our organization:Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA...

Senior Compliance Analyst, Complaints (Full-Time, Term)Location: This in-office position will be based out of our Calgary or Winnipeg office.Type: This is a full-time, 12-month term position.Our organization:Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA...

Senior Compliance Analyst, Complaints (Full-Time, 12-Month Term)Location: This in-office position will be based out of our Calgary or Toronto office.Type: This is a full-time, 12-month term position.Our organization:Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc.,...

Company OverviewWellington-Altus Financial Inc. is a leading financial services provider with a strong commitment to excellence and customer satisfaction. Founded in 2017, the company has established itself as one of Canada's Best Managed Companies, with a reputation for delivering high-quality services to its clients.Job DescriptionThe Senior Compliance...

Investigator RoleWe are seeking a dedicated AML and Complaints Investigator to join our team at Wellington-Altus Financial Inc. As a Senior Compliance Analyst, Complaints, you will be responsible for reviewing client complaints and conducting thorough investigations.The ideal candidate will possess excellent communication skills, attention to detail, and...

Job Description: The Senior Compliance Analyst, Complaints will provide administrative support in reviewing client complaints, assessing allegations, and carrying out Anti-Money Laundering (AML) surveillance activities. Key responsibilities include managing high-risk client lists, investigating suspicious activity, and drafting AML investigative summaries.

About the PositionWe are currently seeking a highly motivated Risk Management and Compliance Professional to join our team at Wellington-Altus Financial Inc. As a Senior Compliance Analyst, Complaints, you will play a crucial role in reviewing client complaints and identifying potential issues.The successful candidate will possess excellent problem-solving...

Job OverviewWe are seeking a talented Compliance Specialist to join our team at Wellington-Altus Financial Inc. This Senior Compliance Analyst, Complaints role will provide critical support in reviewing client complaints and assessing their validity.The ideal candidate will possess excellent analytical skills, attention to detail, and experience in AML...

About the Role:As a Senior Compliance Analyst, Complaints, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a culture of integrity within the organization. Your primary responsibilities will include:Managing and maintaining high-risk client listsIdentifying and investigating potentially suspicious...

Responsibilities:As a Senior Compliance Analyst, Complaints, your primary responsibilities will include:Client Complaint Review: Assisting with the review of client complaints to assess the merits of allegations raised and taking responsibility for carrying out compliance activities related to Anti-Money Laundering surveillance.AML Surveillance: Identifying...

Job Description:Reporting Structure:The Senior Compliance Analyst, Complaints will report directly to the VP, Audit & Conduct, and will be responsible for providing administrative support in assisting with the review of client complaints. This involves assessing the merits of allegations raised and taking responsibility for carrying out compliance activities...

About Us:Wellington-Altus Financial Inc. is a leading investment dealer in Canada, with a strong presence across the country.We are committed to delivering exceptional service to our clients and fostering a culture of compliance and integrity within our organization.Job Summary:The Compliance Analyst, Branch Audit will be responsible for conducting...

Job DescriptionWe are seeking an experienced Compliance Analyst, Branch Audit to join our team. As a key member of our Compliance Department, you will be responsible for conducting comprehensive audits of various branches to ensure compliance with regulatory requirements and internal policies and procedures. You will also assist in implementing changes and...

Location: This in-office position will be based out of our Calgary or Toronto office.Our organization:Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., Wellington-Altus Insurance Inc., Wellington-Altus Group Solutions Inc., and Wellington-Altus...

Location: This in-office position will be based out of our Calgary or Toronto office.Our organization:Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., Wellington-Altus Insurance Inc., Wellington-Altus Group Solutions Inc., and Wellington-Altus...

About the RoleWe are seeking a Senior Compliance Analyst, Complaints to provide administrative support in assisting in the review of client complaints and carrying out compliance activities related to Anti-Money Laundering surveillance.

Who are we?With more than 20 years in mortgage and insurance distribution, NZ Financial Services Group brings together the widest range of support services in the market.We are home to more than members that offer home loan, insurance, and other financial services across New Zealand.NZ Financial Services Group was formed in when two of New Zealand's leading...

About the RoleOur Food Compliance Services group is expanding, and we're looking for a skilled Compliance Analyst to join our team. As a key member of our Liaison and Coordination team, you'll support the operational work of our Food Compliance Officers, collecting and analyzing data to identify trends and breaches in food legislation.Your...