Financial Services Supervisor

About UsWellington-Altus Private Wealth is part of Wellington-Altus Financial Inc., one of Canada's top-rated* investment dealers. With offices across the country, we identify with successful, entrepreneurial advisors and portfolio managers and their high-net-worth clients.Why Join Our Team?- Opportunity to work with a leading investment dealer in Canada-...

Job OverviewWe are seeking a highly experienced professional to lead our Managed Accounts Supervision team. As Senior Manager, you will play a crucial role in ensuring compliance with regulatory requirements and business standards across multiple regions.Key Responsibilities:• Supervise the activities of Portfolio Managers, focusing on managed account...

Senior Manager, Managed Accounts Supervision Job DescriptionWe are seeking an experienced Senior Manager, Managed Accounts Supervision to join our team at Wellington-Altus Financial Inc. As a key member of our leadership team, you will be responsible for overseeing the activities of our Portfolio Managers, ensuring compliance with regulatory requirements,...

About Wellington-Altus Financial Inc.Wellington-Altus Financial Inc. is a leading financial services organization with a strong presence in Canada. Founded in 2017, we have established ourselves as one of Canada's Best Managed Companies, with a top-rated investment dealer and a wide range of financial products and services.We are committed to providing our...

Why Join Us: At Enva Financial, we offer a unique and rewarding career opportunity for individuals who are passionate about delivering exceptional service and building long-lasting relationships with our customers. As a Mortgage Broker, you will have the opportunity to work closely with our team of experienced professionals to deliver outstanding results and...

About the OpportunityAs a key member of our team, you will oversee the supervision of Portfolio Managers in Wellington-Altus Private Wealth's managed account platforms. This role is responsible for ensuring adherence to regulatory requirements and business standards across multiple regions.Key Responsibilities:• Conduct thorough supervision activities,...

Company OverviewWellington-Altus Financial Inc. is a leading financial services company with a strong presence in Canada. Founded in 2017, the company has experienced significant growth and expansion, with a portfolio of companies under its umbrella.The OpportunityWe are seeking an experienced marketing professional to join our team as Vice-President,...

About the JobWe are seeking an experienced Investment Associate to join our team. As a key member of our wealth management department, you will be responsible for providing exceptional client service and support to our Senior Wealth Advisors and Portfolio Managers.Your primary responsibilities will include:Building and maintaining strong relationships with...

**Company Overview:**The Financial Markets Authority NZ is a purpose-driven organization that aims to create a fair and transparent financial sector. We oversee a market that prioritizes the well-being of all New Zealanders.

Job OverviewWellington-Altus Financial Inc. is a leading investment dealer in Canada, with over $35 billion in assets under administration. As a Senior Manager, Managed Accounts Supervision, you will play a key role in the oversight of internal managed account platforms and business standards.Key Responsibilities- Conducting supervision activities focused on...

Job DescriptionThis exciting opportunity involves overseeing the execution of day-to-day advisor marketing services for all advisor teams across the country. You will manage relationships with advisor teams and handle request escalations and reviews. Additionally, you will develop and execute a comprehensive marketing strategy that drives advisor growth,...

Job Title: Client Experience AssociateWe are seeking a highly organized and detail-oriented individual to join our team as a Client Experience Associate. This is a unique opportunity to work with a leading investment dealer in Canada and contribute to the growth and success of our organization.ResponsibilitiesProvide exceptional service and support to our...

The TeamThe Rosedale Family Office (RFO) is a dynamic and fast-growing team within Wellington-Altus Financial Inc. We are passionate about providing innovative solutions to our clients, and we are always looking for talented individuals to join our team.As a member of the RFO team, you will have the opportunity to work with a diverse range of clients, from...

CGR Services is seeking an experienced Operational Supervisor to join our Sample Reception and Preparation team in Wellington. As an Operational Supervisor, you will be responsible for supervising members of the team and providing leadership to ensure that their specific area of responsibility operates efficiently and effectively.About the Role:Supervising...

Job DescriptionWe are seeking an experienced Compliance Analyst, Branch Audit to join our team. As a key member of our Compliance Department, you will be responsible for conducting comprehensive audits of various branches to ensure compliance with regulatory requirements and internal policies and procedures. You will also assist in implementing changes and...

Company OverviewWellington-Altus Financial Inc. is a leading financial services company founded in 2017, with over $30 billion in assets under administration. We are committed to providing exceptional service to our clients, focusing on successful entrepreneurs and high-net-worth individuals.

About UsAt Wellington-Altus Financial Inc., we strive to be the top-rated investment dealer in Canada. Our organization has grown significantly since its founding in 2017 and now operates under multiple subsidiaries. We aim to provide exceptional service to our high-net-worth clients while fostering a collaborative environment among our team members.Job...

About Our RoleWe're seeking a skilled Finance & Insurance Consultant to join our experienced Vehicle Sales department at our Kapiti Branch. As a key member of our team, you will be responsible for driving sales growth and providing exceptional customer experiences.Main Responsibilities:Identify and promote our financial services products to maximize Gross...

Salary: $90,000 – $200,000 per year including bonusesJob DescriptionWe are looking for a talented Mortgage Adviser to join our team. As a Mortgage Adviser, you will be responsible for helping clients with their mortgage and lending applications.You will work alongside a team of experienced professionals who share your passion for delivering excellent...

RequirementsA bachelor's degree in business administration, finance, or a similar field of study.Successful completion of the proficiency requirements for a Supervisor, including Canadian Securities Course and Conduct and Practices Handbook.Minimum of 10+ years of financial services experience, preferably working for a Dealer Member or ICPM.