Compliance and Enforcement Professional

4 days ago


Wellington, Wellington, New Zealand NZ RegCo Full time

Our Mission

NZ RegCo's mission is to ensure the integrity and regulatory oversight of NZX's markets. We strive to create a fair, orderly, and transparent market environment that benefits all stakeholders.

Job Description

We are seeking a solicitor with at least three years of experience to join our enforcement function. This role sits in NZ RegCo's Market Conduct team, overseeing and monitoring listed issuers. Your key responsibilities will include investigating and undertaking enforcement activity in relation to non-compliance with NZX's market rules.

Key Skills and Qualifications:

  • A law degree and a current practicing certificate (or ability to obtain one)
  • 3+ years of PQE or other professional experience in capital markets or financial markets regulation
  • Sound written and verbal communication skills with the ability to interact with senior internal and external stakeholders
  • A healthy level of curiosity and professional scepticism


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