Capital Markets Expert

1 day ago


Wellington, Wellington, New Zealand NZ RegCo Full time

Company Overview

NZ RegCo plays a vital role in regulating the capital markets in New Zealand. We are committed to ensuring investors, listed issuers, and market participants have confidence in the integrity and regulatory oversight of NZX's markets.

Job Role

This is a core role in our enforcement function, reporting directly to the Head of Market Conduct. You will work in the Market Conduct team, overseeing and monitoring listed issuers. Your key responsibilities will include investigating and undertaking enforcement activity in relation to non-compliance with NZX's market rules.

What You'll Need:

  • A law degree and a current practicing certificate (or ability to obtain one)
  • Some work experience in capital markets or financial markets regulation
  • Sound written and verbal communication skills with the ability to interact with senior internal and external stakeholders
  • A healthy level of curiosity and professional scepticism


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