See more Collapse

Senior Compliance Analyst

2 months ago

Auckland City, New Zealand Tyler Wren Full time

CRS/FACTA knowledge and experience required
- Build strong relationships with key stakeholders
- Central location

Tyler Wren is working with a client of ours to assist with adding a Senior Compliance Analyst to their team. This role supports the CEO to deliver the business plan in compliance with the relevant requirements.

As the Senior Compliance Analyst, you will be responsible for the monitoring of operations functions including decision-making, and the development of operations management systems, policies, and procedures.

**This role also involves**:

- Responsible for CRS/FACTA due diligence, record management, annual assurance and reporting functions
- Maintain policies, complete due diligence checks and manage records
- Oversee ongoing reviews, account closure, and maintenance in accordance with applicable AML/CFT rules and CRS/FACTA
- Monitor outsourced functions such as customer services and settlements functions as they relate to CRS/FCTA/QI Compliance
- Build strong relationships with key stakeholders including counterparties, and regulators

**About you**:

- 4+ years experience in the relevant area with financial services experience preferred
- Strong knowledge and experience working with CRS/FACTA
- Ability to maintain key stakeholder relationships
- Strong verbal and written communication skills

If you are looking for a new opportunity in the compliance space, please do reach out for a confidential chat with
**Sarah Kennerley** on
**09 869 7180** or send your CV to

We have other current jobs related to this field that you can find below

  • Senior Risk and Compliance Analyst

    4 weeks ago

    Auckland City, New Zealand ASB Bank Full time

    **Senior Risk and Compliance Analyst** ***: **Kia ora, Talofa, Kia Orana, Malo e lelei, Fakalofa lahi atu, Bula Vinaka** **Nau mai ki ASB.** **People are at the heart of what we do at ASB, and we are consistently recognised as one of NZ's top employers of choice with a highly engaged and talented workforce.** **_ Our Values of Caring, Passion, Integrity,...

  • Risk and Compliance Analyst

    2 weeks ago

    Auckland City, New Zealand Genesis Energy NZ Full time

    Reference #- 23896- Posted on- 27 May 2024- Closes on- 06 Jun 2024 23:55- Location(s)- Auckland Office- Expertise- Analyst, Communications, Finance, Project Management, Strategy- Job level(s)- Experienced- Work type(s)- Permanent full-time- A broad role with exposure across all areas of the business - Exposure to senior leaders - Genuine growth...

  • Compliance and Aml Analyst

    4 weeks ago

    Auckland City, New Zealand LMAX Group Full time

    **About the Role**: Reporting to the Compliance Team Leader, the Compliance and AML Analyst will be responsible for administrative, advisory, monitoring and the implementation of compliance controls across the firm. **Main Duties & Responsibilities**: **Core**: - Assist in the management of the Global Compliance team inbox. - Daily Transaction...

  • Compliance and Aml Analyst

    4 weeks ago

    Auckland City, New Zealand LMAX Group Full time

    **Description**: **About the Role**: Reporting to the Compliance Team Leader, the Compliance and AML Analyst will be responsible for administrative, advisory, monitoring and the implementation of compliance controls across the firm. **Main Duties & Responsibilities**: **Core**: - Assist in the management of the Global Compliance team inbox. - Daily...

  • Senior Analyst, Risk

    1 week ago

    Wellington City, New Zealand Rabobank Full time

    **Job Overview & Purpose**: The Senior Risk Analyst is a proactive role with first line of defence responsibility to assist with and execute the non-financial risk activities within Operations New Zealand. The role is focused on ensuring sound risk management practices are embedded within Operations, in line with Global and Regional risk management policy...

  • Senior Analyst

    2 months ago

    Wellington City, New Zealand TEC Full time

    A small government organisation is seeking a Senior Analyst to join their Monitoring and Crown Ownership team, responsible for monitoring the financial performance and stability of organizations in a specific sector The company is focused on shaping a dynamic system to provide learning opportunities and equip learners, communities, and employers for...

  • Senior Business Analyst

    7 days ago

    Auckland, New Zealand Infuse Recruitment Full time

    Business/Systems Analysts (Information & Communication Technology) Full time Add expected salary to your profile for insights This is a dynamic role supporting transformation initiatives, as a senior business analyst you will play a pivotal role in driving business success through the management of data, reporting, systems and compliance. You will be...

  • Senior Business Analyst

    2 weeks ago

    Auckland, Auckland, New Zealand Infuse Recruitment Full time

    Business/Systems Analysts (Information & Communication Technology) Full time Add expected salary to your profile for insights This is a dynamic role supporting transformation initiatives, as a senior business analyst you will play a pivotal role in driving business success through the management of data, reporting, systems and compliance. You will be...

  • Risk and Compliance Analyst

    3 weeks ago

    Auckland City, New Zealand Genesis Energy NZ Full time

    Reference #- 22784- Posted on- 22 Mar 2024- Closes on- 12 Apr 2024 23:55- Location(s)- Auckland Office- Expertise- Analyst, Information Technology- Job level(s)- Experienced- Work type(s)- Permanent full-timeGenesis is one of New Zealand's largest energy retailers, supplying electricity, natural gas and LPG, whilst generating around 20% of New Zealand's...

  • Adviser and Senior Analyst

    3 weeks ago

    Auckland City, New Zealand New Zealand Government Full time

    Come join us. We're unreserved in our collective commitment to enable economic wellbeing and prosperity for all those who call New Zealand home. We are looking for both an Adviser and a Senior Analyst to join the Enforcement team within the Enforcement and Resolution Department here at Te Pūtea Matua. The Enforcement team is responsible for investigating...

  • Analyst / Senior Analyst - Payments Team

    2 weeks ago

    Auckland City, New Zealand New Zealand Government Full time

    Ko mātou tēnei | Who we are Te Komihana Tauhokohoko | The Commerce Commission is Aotearoa New Zealand's competition, fair trading, consumer credit and economic regulatory agency. Our mission is to make New Zealanders better off by ensuring our markets work well and consumers and businesses are confident participants in those markets. Our responsibilities...

  • Compliance & Industry Analyst

    2 weeks ago

    Auckland City, New Zealand BNZ Full time

    **Ko mātou tēnei | This is Us** Here at BNZ, it's about more than just banking. We mahi (work) together in an agile, energising environment to create innovative solutions through our promise "If you can imagine a better future, let's find a way." The Compliance & Industry Analyst supports the Payments System Compliance team by conducting high quality...

  • Senior Analyst

    3 weeks ago

    Wellington City, New Zealand New Zealand Government Full time

    Te tūranga - The role Reporting to the Manager of the Thematics team, the Senior Analyst is responsible for contributing to implementation and delivery of our pipeline of thematic reviews. This includes contributing to in-depth desktop analysis, theme-based onsite meetings, comprehensive entity level feedback and publication of thematic reports. The Senior...

  • Compliance Analyst

    4 weeks ago

    Auckland City, New Zealand Cultivate Full time

    Albany Location - Monday-Friday with hybrid opportunities - Office hours 10:30am - 7:00pm, avoid Auckland traffic - April start for approx. 10 months plus **About the Company**: One of Australasia’s largest Financial Services organisations, they are people focused, down to earth and values driven. We’re lucky enough to have worked with them for a number...

  • Senior Commercial Analyst

    3 weeks ago

    Auckland City, New Zealand Lion Pty Ltd Full time

    04-May-2023- Auckland, North Island, NZJoin Lion’s Financial Planning team as a Senior Commercial Analyst, reporting directly to our Senior Commercial Manager. This is a permanent, full-time position based out of our Fanshawe St office, with the flexibility to work from home 50% of the time. As a **Senior Commercial Analyst**, you will partner with the...

  • Customer Compliance Analyst

    3 weeks ago

    Auckland City, New Zealand SkyCity Entertainment Group Full time

    Are you an inquisitive and detail-oriented professional with a passion for delivering high quality work? If so, we have an exciting opportunity for you to become a crucial part of our team as a Customer Compliance Analyst. We are a highly-regulated and compliant business with a focus on providing exceptional service to our VIP patrons. As a key player in...

  • Performance & Insights Senior Analyst

    4 weeks ago

    Auckland City, New Zealand New Zealand Government Full time

    New Zealand Police is working with the community to make New Zealanders be safe and feel safe. With over 13,000 staff, we provide policing services 24 hours a day, every day. We operate by land, sea and air, manage over 860,000 emergency calls a year and are always actively preventing crime and crashes. We’re working towards specific goals and targets...

  • Senior Analyst

    1 week ago

    Auckland City, New Zealand New Zealand Government Full time

    Senior Analyst - Deposit Taking (Banking) Supervision Te tūranga - The role The role of a Senior Analyst is critical to the execution of Te Pūtea Matua's supervisory engagement with regulated banks and non-bank deposit takers. It includes compliance monitoring, financial analysis, and relationship management to ensure that regulatory requirements are being...

  • Senior Finance Systems Analyst

    4 weeks ago

    Auckland City, New Zealand ASB Bank Full time

    **Senior Finance Systems Analyst** ***: - Fantastic opportunity for a tech savvy person with an interest in finance and accounting - Be a trusted source for TM1 and SQL expertise within the bank - Use your technical ability and inform key business decisions - Be part of a collaborative team with strong leadership Our Finance Systems team lead the...

  • Senior Analyst

    2 weeks ago

    Auckland, Auckland, New Zealand Reserve Bank of New Zealand Full time

    Compliance & Risk (Banking & Financial Services) Full time Add expected salary to your profile for insights Reporting to the Manager of the Thematics team, the Senior Analyst is responsible for contributing to implementation and delivery of our pipeline of thematic reviews. This includes contributing to in-depth desktop analysis, theme-based onsite...