Senior Adviser, Frontline Regulators

4 days ago


Auckland City, New Zealand Financial Markets Authority Full time

Auckland or Wellington CBD locations.
- Flexible working available.
- Rewarding work that has meaning
- Indicative appointing range $118,750 - $131,250

Come and join us to really step up your career - we'll give you opportunities to get exposed to working with CE and at times Board level and offer you a breadth of work that will be both stimulating and contribute to your professional growth.

**Ko wai mātou** - **Who we are**

As New Zealand's conduct regulator for the finance sector, the Financial Markets Authority (FMA) promotes and facilitates the development of fair, efficient, and transparent financial markets. Our purpose is to foster the fairest financial sector in the world.

With us, you'll be making a difference by enabling New Zealanders to have confidence that our financial sector provides a strong foundation for their financial future - helping them to save and invest, manage their risks, borrow, make payments, and support their families.

**He angitūtanga - The opportunity**

Our Frontline Regulators team provides oversight of accredited bodies (CAANZ and CPA). and licensed supervisors (Public Trust, Trustees Executors, Guardian Trust, Covenant, Anchorage).

In the role of **Senior Adviser**, your day will include proactive engagement with senior external and internal stakeholders in relation to leading work across various areas including:

- Monitoring compliance of license obligations
- Assessment of regulatory reports and notifications provided by supervised entities
- Advising on and responding to non-compliance events
- Undertaking ongoing engagement and onsite reviews of supervised entities
- Developing, implementing and maintaining new and existing regulatory regimes and engage with stakeholders - we engage transparently and regularly with our regulated entities and broader stakeholders group as relevant to the ecosystem in which our regulated entities operate

**He kōrero mōu - About you**

To be successful in this role, you'll have experience within the financial services sector and ideally have a legal or regulatory background with a good working knowledge of monitoring systems, policies, and processes.

You'll bring strong analytical and communication skills and be accustomed to building and maintaining relationships through your positive attitude, enthusiasm, and willingness to learn and develop.

**Ngā āhuatanga kei a mātou - What we offer**

A strong emphasis is placed on life/work balance, enabling you to be at your best in every aspect of your life. We offer flexibility for working at home and in the office, plus a considerable annual leave allowance, an ability to swap public holiday leave with other days that mean more to you, generous parental leave provisions and a variety of regular wellness initiatives and activities.

We also offer extensive learning and development opportunities to ensure you're well equipped to thrive and nurture your growth mindset.

**What's next?**

**Applications close 5pm, Monday 22 April 2024.**
- Reference #
- 16565
- Posted on
- 08 Apr 2024
- Closes on
- 22 Apr 2024 17:00
- Location(s)
- Auckland, Wellington
- Expertise
- Compliance, Conduct regulation
- Job level(s)
- Experienced
- Work type(s)
- Permanent full-time



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