Risk and Compliance Manager

2 days ago

Auckland City, New Zealand DLA Piper Full time

About the Role

We are looking for an experienced Risk & Compliance Manager to join our Auckland, New Zealand office.

This role is integral to the firm's operations, offering a unique opportunity to take ownership of critical risk and compliance functions. This position will suit someone with the ability to drive outcomes and act with a strong sense of responsibility.

Main duties and responsibilities
- Leading the firm’s AML/CFT programme, including managing client due diligence, suspicious activity reporting, and engagement with regulatory bodies
- Managing the end-to-end conflicts of interest and new matter intake processes, collaborating with legal teams to identify and resolve potential issues
- Developing and maintaining the enterprise risk register, conducting risk assessments, and ensuring compliance with the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (AML/CFT Act) and other key legislations
- Overseeing the firm’s compliance framework, preparing reports for senior leadership, and acting as the primary contact for auditors and regulators
- Promoting a firm-wide culture of compliance by developing and delivering training on AML, conflicts, and other key risk protocols

About you

We are looking for:

- Comprehensive knowledge of AML/CFT Act
- Extensive experience managing conflicts of interest in a legal or professional services context
- Proactive and driven professional with a practical approach to problem-solving and strong ownership mindset
- Ability to balance strategic thinking and attention to detail
- Ability to understand team dynamics and engage effectively with key stakeholders across the firm
- Background in professional services is highly desirable

About DLA Piper

We're a global law firm helping our clients achieve their goals wherever they do business. Our pursuit of innovation has transformed our delivery of legal services. With offices in the Americas, Europe, the Middle East, Africa and Asia Pacific, we deliver exceptional outcomes on cross-border projects, critical transactions and high-stakes disputes.

At DLA Piper, we understand that inclusion s not a one-size-fits-all concept. We embrace and celebrate the range of perspectives, backgrounds and experiences that each individual brings to our firm. By fostering a culture that welcomes and appreciates all aspects of our individuality, we ensure that everyone has the opportunity to succeed.

We are committed to being accessible and accommodating any reasonable adjustments needed throughout the recruitment process to ensure an inclusive experience for all. If you need any support or adjustments, please let us know.
Where local legislation permits, we conduct pre-engagement screening checks prior to your first day.

Job Reference

NZ002

Function

Finance

Category

Business Professional

Location

Auckland, New Zeland

Employment Type
- Full Time

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