Adviser / Senior Adviser, Market Conduct

7 days ago

Wellington City, New Zealand New Zealand Government Full time

**A great place to work. With great work to do.**

Ours is a meaningful and impactful role, as a kaitiaki (caretakers) of the financial services in Aotearoa. We oversee a market that does right by everyone, ensuring better outcomes for all New Zealanders. Our role as a kaitiaki is brought to life by our values; Look to the Horizon, Help the Team Work, Make the Calls and Open Hearts, Open Minds.

**Te Turanga | The Role**

Join our Market Conduct team, where you'll play a vital part in safeguarding the integrity of New Zealand's capital markets. We keep a watchful eye on market activity, swiftly respond to potential non-compliance, and take firm regulatory action when needed to uphold fair and transparent markets. We're seeking an Adviser or Senior Adviser to become part of our supportive, collaborative, and fun team based in either Auckland or Wellington. Here, your work will be varied and impactful, tackling challenges such as:

- Investigating trading misconduct, including market manipulation, insider trading, and disclosure issues on licensed markets;
- Addressing fair dealing concerns related to financial product offers and advertising;
- Leading regulatory projects and in-depth thematic research;
- Crafting clear guidance that helps market participants understand and meet their responsibilities.

You might already know some of our work from recent high-profile cases making headlines, including:
FMA files court proceedings alleging insider trading relating to the sale of Pushpay shares

FMA directs Du Val to remove misleading advertising

FMA's civil proceedings against a portfolio manager for alleged market manipulation

**He korero mou | About you**
- Relevant legal and/or financial markets experience (especially trading-related);
- Sharp analytical, critical thinking, and problem-solving abilities;
- Strong teamwork and relationship-building skills;
- A passion for continuous learning and improvement;
- Excellent verbal and written communication skills.

At FMA a growth mindset is at the heart of our culture, so if you have most of these things in your toolbox and are passionate about financial markets, we'd love to hear from you.

**Ng painga | What we offer**

We offer some great benefits including a 4% KiwiSaver contribution, health and life insurance cover, paid leave over the Christmas period, a generous $1,500 refer a friend bonus as well as an ability to swap public holiday leave with other days that mean more to you. Additionally, we have exceptional learning and development opportunities including access to leadership development, technical training, and external coaching.

At the FMA we're committed to fostering a diverse and inclusive environment where every individual feels valued, respected, and empowered to bring their authentic self to work each day. We offer a range of wellness and social activities designed to support our people with aspects of their personal and professional lives and genuinely connect with their colleagues.

**Me pehea te tuku tono | How to apply

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