Current jobs related to Legal Financial Specialist - Auckland, Auckland - Fluid Recruitment Limited


  • Auckland, Auckland, New Zealand Financial Markets Authority Nz Full time

    Company Overview: We are the Financial Markets Authority, New Zealand's lead regulator for financial markets. Our mission is to promote fair, transparent, and efficient financial markets that serve all New Zealanders.Job Description: As a Senior Legal Counsel in our Enforcement team, you will play a critical role in upholding the integrity of our financial...


  • Auckland, Auckland, New Zealand Financial Markets Authority Nz Full time

    **Job Requirements**We are seeking an experienced solicitor with a litigation background to join our Enforcement team. As a Senior Legal Counsel, you will provide high-quality legal advice on investigations, litigation, and enforcement actions to ensure our goals are achieved.**Responsibilities**Your key responsibilities will include:Providing high-quality...


  • Auckland, Auckland, New Zealand Lighthouse Financial Full time

    Lighthouse Financial is seeking a Mortgage Application Specialist to play a key role in preparing high-quality loan applications.About the RoleAs a Mortgage Application Specialist, you will be responsible for drafting and reviewing loan applications, ensuring accuracy, clarity, and compliance with lending policies.Preparing and structuring loan applications...


  • Auckland, Auckland, New Zealand Lighthouse Financial Full time

    Lighthouse Financial is seeking a Financial Information Analyst to analyze and interpret financial data for loan applications.About the RoleThe Financial Information Analyst will be responsible for analyzing financial data, identifying trends and patterns, and communicating findings to clients and lenders.Analyzing financial data to identify trends and...

  • Senior Legal Expert

    6 days ago


    Auckland, Auckland, New Zealand Financial Markets Authority Nz Full time

    **Company Overview**The Financial Markets Authority NZ is a leading regulatory body responsible for ensuring the integrity and efficiency of New Zealand's financial markets. As a Senior Legal Counsel, Enforcement, you will play a crucial role in maintaining market stability and protecting consumers.**Job Description**We are seeking an experienced solicitor...


  • Auckland, Auckland, New Zealand Financial Markets Authority Nz Full time

    Senior Legal Counsel, Enforcement (6 months fixed term)AucklandLead the way.A great place to work.With great work to do.Ours is a meaningful and impactful role, as a kaitiaki of the financial services in Aotearoa.We oversee a market that does right by everyone, ensuring better outcomes for all New Zealanders.Our role as a kaitiaki is brought to life by our...


  • Auckland, Auckland, New Zealand Financial Markets Authority Nz Full time

    **Role Summary**As a Senior Legal Counsel, Enforcement, you will lead the way in maintaining market stability and protecting consumers. You will provide expert legal advice on investigations, litigation, and enforcement actions to ensure our goals are achieved.**Key Responsibilities**Your key responsibilities will include:Providing high-quality legal advice...


  • Auckland, Auckland, New Zealand Mitsubishi UFJ Financial Group Full time

    Mitsubishi UFJ Financial Group is an equal opportunity employer, committed to hiring based on merit and organizational fit, regardless of race, religion, or gender. We view our employees as our key assets as they are fundamental to our long-term growth and success.We are seeking a Financial Crime Prevention Professional to join our team in Sydney or...


  • Auckland, Auckland, New Zealand Mitsubishi UFJ Financial Group Full time

    At Mitsubishi UFJ Financial Group, we are seeking a highly skilled Risk Management Specialist to join our team in Sydney or Auckland. As a key member of our Global Commercial and Investment Banking (GCIB) Know Your Customer (KYC) Team, you will be responsible for conducting customer identifications and due-diligences prior to on-boarding new customers, as...


  • Auckland, Auckland, New Zealand Mitsubishi Ufj Financial Group Full time

    About the Role:We are seeking a highly motivated and detail-oriented Financial Risk Analyst to join our GCIB KYC Team in Sydney, Australia or Auckland New Zealand. In this role, you will be responsible for conducting customer identifications and due-diligences prior to on-boarding new customers, as well as ongoing monitoring of our customer's money...


  • Auckland, Auckland, New Zealand New Zealand Government Full time

    **Job Summary**We are seeking an experienced Senior Legal Counsel to join our Enforcement team in Auckland on a 6-month fixed-term contract. As a key member of our team, you will provide high-quality legal advice and support our Enforcement function.**Key Responsibilities**Provide expert legal advice on investigations, litigation, and enforcement actionWork...


  • Auckland, Auckland, New Zealand Quinn Recruitment Full time

    Quinn Recruitment is a dynamic boutique law firm based in Auckland CBD. We are currently seeking an experienced Legal Support Specialist to join our team. As a key member of our administration team, you will provide essential support to our senior legal professionals, ensuring the smooth operation of our daily activities.**Job Summary:**We are looking for an...


  • Auckland, Auckland, New Zealand Mitsubishi Ufj Financial Group Full time

    Job Description:We have a 12 month Fixed Term Contract role in our GCIB KYC Team based in Sydney, Australia or Auckland New Zealand. As a Compliance Specialist - AML/KYC, you will be responsible for conducting customer identifications and due-diligences prior to on-boarding new customers, as well as ongoing monitoring of our customer's money laundering risk...

  • Credit Writer

    4 days ago


    Auckland, Auckland, New Zealand Lighthouse Financial Full time

    Credit WriterLocation: Auckland, NZ (Office-based)Employment Type: Full-timeAre you experienced in the finance industry with strong mortgage application writing skills and a keen eye for detail?We're looking for a Credit Writer to join our team and play a key role in preparing high-quality loan applications.This position requires someone who can organise...


  • Auckland, Auckland, New Zealand New Zealand Government Full time

    **About Us**The New Zealand Government's Financial Markets Authority is a regulator that oversees the country's financial services. We ensure that the market operates fairly and in the best interest of all New Zealanders.In this role, you will be part of our Enforcement team, responsible for investigating and taking action against misconduct and...


  • Auckland, Auckland, New Zealand Lighthouse Financial Full time

    We are looking for a Loan Documentation Coordinator to join our team at Lighthouse Financial.About the JobThe Loan Documentation Coordinator will be responsible for coordinating the documentation process for loan applications, ensuring accuracy, completeness, and compliance with lending policies.Preparing and organizing loan application documentsReviewing...


  • Auckland, Auckland, New Zealand New Zealand Government Full time

    A role that makes a meaningful impact in the financial services sector. With great responsibilities comes a great opportunity to contribute to better outcomes for New Zealanders.About the RoleWe're looking for an experienced Solicitor to join our Enforcement team on a 6-month fixed term contract in our Auckland office. As part of this team, you'll provide...


  • Auckland, Auckland, New Zealand Financial Markets Authority Nz Full time

    About Us: The Financial Markets Authority (FMA) is a statutory body responsible for promoting fair, efficient, and transparent financial markets in New Zealand. We work closely with other regulators and stakeholders to achieve our objectives and maintain confidence in the financial system.Job Summary: We are seeking an experienced Senior Legal Counsel to...


  • Auckland, Auckland, New Zealand Lighthouse Financial Full time

    We are looking for a Credit Proposal Writer to join our team at Lighthouse Financial.About the JobThe Credit Proposal Writer will be responsible for writing high-quality credit proposals for loan applications, ensuring accuracy, clarity, and compliance with lending policies.Writing credit proposals for loan applicationsReviewing financial documents to ensure...


  • Auckland, Auckland, New Zealand New Zealand Government Full time

    Role OverviewWe are seeking a seasoned legal professional to join our Enforcement team as Senior Legal Counsel. This is a 6-month fixed term contract in Auckland.About the RoleProvide high-quality legal advice on investigations, litigation, and enforcement actions to support the Financial Markets Authority's (FMA) enforcement goals.Ensure effective...

Legal Financial Specialist

1 week ago


Auckland, Auckland, New Zealand Fluid Recruitment Limited Full time

About the Firm
Our company is a leading national firm known for its dynamic and client-centric approach, delivering top-quality legal services across New Zealand. We pride ourselves on fostering a supportive culture that recognises and rewards individual achievements.

The Opportunity

We are seeking a Solicitor with 3+ years' PQE to join our expanding Financial Services team in Auckland. You will work on high-profile financial matters for both local and international clients. A background in financial services, investment funds, securities law, or KiwiSaver is advantageous.

Key Responsibilities
  • Handling regulatory engagements, licensing, managed funds, financial advisory services, capital markets work, and compliance with key legislation, including AML, the Financial Markets Conduct Act, the Insurance Act, and the Companies Act.

You will collaborate closely with two respected partners in financial services. This role offers genuine career progression opportunities, competitive remuneration, and a comprehensive benefits package.

What's Required

To be successful in this role, you should bring:

  • 3+ years' PQE
  • Strong written and verbal communication skills
  • A passion for financial services and regulatory frameworks
  • A proactive approach and ability to build lasting client relationships

We look forward to hearing from motivated legal professionals who enjoy financial services law and are keen to grow their expertise in a dynamic team.