Compliance Specialist

2 days ago


Auckland, Auckland, New Zealand Mitsubishi Ufj Financial Group Full time

Job Description:

We have a 12 month Fixed Term Contract role in our GCIB KYC Team based in Sydney, Australia or Auckland New Zealand. As a Compliance Specialist - AML/KYC, you will be responsible for conducting customer identifications and due-diligences prior to on-boarding new customers, as well as ongoing monitoring of our customer's money laundering risk profiles in accordance with internal and regulatory requirements.

Key Responsibilities:

  • Conduct customer identifications and due-diligences prior to on-boarding new customers.
  • Ongoing monitoring of our customer's money laundering risk profiles in accordance with internal and regulatory requirements.
  • Cross-check KYC due diligence reports prepared by other team members prior to submission for approval.

Requirements:

  • 1+ years experience in compliance, banking, accounting, legal, consultancy, regulatory or equivalent sectors.
  • Experience in AML / KYC fields is considered favourably.
  • Possess a general understanding of financial business, economy, and markets.
  • Proficiency in Microsoft Office, particularly MS Word, MS Excel, and MS PowerPoint.
  • Ability to engage in independent research and analysis of customers, regulations, and banking products.
  • Strong communication skills, both in writing and verbally, with strong interpersonal and presentation skills.
  • Team player.
  • Self-starter with drive, initiative, and enthusiasm.

About MUFG:

MUFG fosters a highly professional, supportive work environment that enables our employees to help maximize our customers' prosperity. We focus on building long-term customer relationships and giving back to our communities in order to develop shared and sustainable growth for a better world.



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