Portfolio Manager Supervisor

6 days ago


Wellington, Wellington, New Zealand Wellington-Altus Financial Inc. Full time
Senior Manager, Managed Accounts Supervision

The Role: Reporting to the Vice-President, Investments & Lead Portfolio Manager, we seek an experienced Senior Manager, Managed Accounts Supervision to oversee the activities of Portfolio Managers at Wellington-Altus Private Wealth. Key responsibilities include conducting supervision activities, managing regulatory obligations, and assisting in the maintenance of a portfolio management approval process.

Responsibilities:

  • Conducting supervision activities focused on managed accounts including reviewing and approving trade alerts and reports, account opening, KYC, and IPS updates.
  • Managing the regulatory obligation of direct supervision over Associate Portfolio Managers to ensure they develop appropriate standards and systems as Portfolio Managers.
  • Assisting in the ongoing maintenance of a Portfolio Management Approval Process to vet internal candidates to determine if they properly qualify for firm sponsorship.


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