Compliance and Supervision Specialist
1 week ago
We are looking for a Senior Manager to lead the supervision of Portfolio Managers with a focus on internal managed account platforms and business standards. This role will be responsible for maintaining high standards of conduct and ensuring compliance with regulatory requirements.
The key responsibilities of this role include:
- Conducting supervision activities focused on managed accounts including reviewing and approving trade alerts and reports, account opening, KYC and IPS updates.
- Managing the regulatory obligation of direct supervision over Associate Portfolio Managers to ensure they develop appropriate standards and systems as Portfolio Managers.
- Supporting the creation and maintenance of supervision programs (and related procedures) for managed accounts to ensure WAPW, WAPC and WAUSA remain compliant with requirements.
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Child Supervision Specialist
5 days ago
Wellington, Wellington, New Zealand Skids Full timeJob DescriptionWe are seeking a highly motivated and caring individual to join our team as a Child Supervision Specialist. The successful candidate will be responsible for supervising and assisting children in programme activities, ensuring a safe and engaging environment.About sKidssKids is a leading provider of out-of-school care services in New Zealand....
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Tax Compliance Specialist
1 week ago
Wellington, Wellington, New Zealand Australia and New Zealand Banking Group Limited Full timeAbout the RoleThe Australia and New Zealand Banking Group Limited is seeking a skilled Tax Compliance Specialist to join its team. As a key member of the NZ Tax Team, you will be responsible for ensuring accurate, timely and efficient NZ tax compliance and tax accounting obligations. You will also manage relationships across ANZ's global tax team and various...
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Regulatory Compliance Specialist
6 days ago
Wellington, Wellington, New Zealand Wellington-Altus Financial Inc. Full timeJob DescriptionThe Senior Manager, Managed Accounts Supervision will play a key role in overseeing the activities of portfolio managers and ensuring compliance with regulatory requirements.Key responsibilities include conducting supervision activities, managing regulatory obligations, and supporting the creation and maintenance of supervision...
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Compliance Risk Specialist
3 days ago
Wellington, Wellington, New Zealand Booster NZ Full timeWe are looking for a Senior Financial Regulator who has a deep understanding of financial regulations and compliance frameworks. As a key member of our team, you will be responsible for ensuring that our AML Risk Assessment and Compliance Programme is effective and compliant with all relevant regulations.You will have a strong track record of delivering...
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Compliance Operations Specialist
4 days ago
Wellington, Wellington, New Zealand Wellington-Altus Financial Inc. Full timeCompany Overview: Wellington-Altus Financial Inc. is a leading Canadian financial institution founded in 2017, with over $35 billion in assets under administration and offices across the country.The Opportunity: As an Insurance Compliance Assistant, you will play a crucial role in providing administrative support to ensure effective and efficient day-to-day...
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Product Compliance Specialist
20 hours ago
Wellington, Wellington, New Zealand Ministry of Health New Zealand Full timeWe are seeking a highly motivated Product Compliance Specialist to join our team at the Ministry of Health New Zealand.The successful candidate will have a high degree of computer literacy and competence with the Microsoft suite of products, with a strong drive for continual process improvement, embracing change, and finding efficiencies to enhance our...
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Compliance Support Specialist
4 days ago
Wellington, Wellington, New Zealand Robert Walters New Zealand Full timeOur TeamAs part of our team, you will be working in a collaborative environment with colleagues who value efficiency, attention to detail, and professionalism. We encourage continuous learning and upskilling, and we believe that our proactive approach to legal documentation processes sets us apart from other companies.Key ResponsibilitiesProviding...
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Compliance Operations Specialist
6 days ago
Wellington, Wellington, New Zealand Service Foods Ltd Full timeAt Service Foods Ltd, we are seeking a highly skilled Compliance Operations Specialist to join our National Support team. This role is responsible for monitoring and enhancing compliance processes, assisting with documentation, and providing reporting support. The ideal candidate will have a tertiary qualification in food safety or a related field and...
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Electrical Compliance Specialist
2 days ago
Wellington, Wellington, New Zealand Electricity Authority Full timeAbout Us: As a leading organisation in New Zealand's energy transformation, we drive innovation, sustainability, and performance in the electricity sector. Our mission is to shape the future of electricity and ensure its safe and reliable supply.The Role: We are seeking an experienced Electrical Compliance Specialist to educate industry participants and the...
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Energy Compliance Specialist
5 days ago
Wellington, Wellington, New Zealand Transpower New Zealand Limited (TPNZ) Full timeAbout the RoleWe are seeking a skilled Energy Compliance Specialist to join our team at Transpower New Zealand Limited (TPNZ). As a critical member of our Quality & Compliance group, you will play a pivotal role in ensuring our compliance with industry standards and fostering a culture of quality.In this dynamic position, you will own critical business...
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Asset Compliance Manager
2 days ago
Wellington, Wellington, New Zealand Transpower New Zealand Limited (TPNZ) Full timeJob SummaryWe are seeking a talented Risk Management Specialist to join our team. As a Risk Management Specialist, you will play a critical role in ensuring that our business operates within regulatory requirements and maintains high standards of compliance.You will be responsible for implementing effective compliance systems and procedures, as well as...
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Audit and Compliance Specialist
4 days ago
Wellington, Wellington, New Zealand Grant Thornton New Zealand Full timeJob DescriptionWe are seeking a highly skilled Internal Audit and Risk Manager to join our team. The successful candidate will be responsible for overseeing all aspects of internal audit and risk engagements, following professional standards and regulatory requirements.ResponsibilitiesLead and manage internal audit engagements, including planning, execution,...
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Compliance Coordinator
17 hours ago
Wellington, Wellington, New Zealand Westpac New Zealand Full timeOur TeamWe are a diverse and dynamic team of professionals who are passionate about delivering exceptional customer experiences. As a Customer Experience Specialist, you will join a collaborative and supportive environment where you can grow and develop your skills.In this role, you'll have the opportunity to work closely with customers, stakeholders, and...
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Compliance Risk Analyst
3 days ago
Wellington, Wellington, New Zealand Robert Walters New Zealand Full timeCompany OverviewRobert Walters New Zealand is a leading provider of professional recruitment services, specialising in finance and banking sectors. We are committed to providing high-quality candidates that meet our clients' needs.About the RoleWe are seeking an experienced AML Due Diligence Specialist to join our team in Wellington. As an AML Due Diligence...
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Transmission Network Compliance Expert
2 days ago
Wellington, Wellington, New Zealand New Zealand Government Full timeThe New Zealand Government is seeking a skilled Grid Compliance Specialist to join our quality and compliance team. As part of our team, you will play a pivotal role in ensuring our adherence to industry standards and fostering a culture of excellence within the electricity sector.As Grid Compliance Specialist, you will be responsible for managing...
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Grid Compliance Specialist
2 days ago
Wellington, Wellington, New Zealand New Zealand Government Full timeThe New Zealand Government is seeking a highly skilled individual to fill the role of Grid Compliance Manager, Electricity Grid. As part of our quality and compliance team, you will play a pivotal role in ensuring our adherence to industry standards and fostering a culture of excellence within the electricity sector.As Grid Compliance Manager, you will be...
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Fire Compliance Specialist
3 days ago
Wellington, Wellington, New Zealand Equans Anz Full timeJob OverviewEquans NZ Limited is seeking an experienced compliance professional to join our Fire & Mechanical divisions. As a key member of the team, you will be responsible for managing all compliance administration and maintenance scheduling. You will utilise your service delivery skillset and knowledge of BWoF & 12a processes to ensure seamless...
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Safety Compliance Officer
2 days ago
Wellington, Wellington, New Zealand Aon Hewitt Full timeAon Hewitt is a global leader in shaping decisions for the better. As a Fire Protection Specialist, you will be part of a dynamic team that empowers professionals to make a meaningful impact on client safety and satisfaction.What We Are Looking ForWe are seeking a highly motivated and experienced professional with:National Certificate in Fire Protection...
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Compliance and Governance Specialist
4 days ago
Wellington, Wellington, New Zealand Lumino The Dentists Full time**Clinical Advisor Opportunity**Lumino The Dentists is seeking a highly skilled Clinical Advisor to join our team in the South Island.The successful candidate will have a strong background in dental surgery and proven experience in compliance and governance.You will be responsible for leading clinical best practices, ensuring compliance with New Zealand...
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Complaints Management Specialist
6 days ago
Wellington, Wellington, New Zealand Robert Walters New Zealand Full timeRole OverviewAs a Complaints Management Specialist at Robert Walters New Zealand, you will play a vital role in managing formal complaints and industry reports related to potential breaches of regulations and rules. Your responsibilities will include collecting information from involved parties, assessing complaints, drafting decisions for approval, and...