Compliance Lead, New Zealand

3 days ago

Auckland City, New Zealand LRI Invest Full time

Description

Do you have compliance and leadership experience, and are you seeking a new job in New Zealand? Apex Group is looking for a Compliance Lead and Data Protection, to be based ideally in Auckland but open to consider those in Wellington.

As a Compliance Lead, you will be expected to be a trusted adviser, business partner, and leader to lead and support compliance matters in New Zealand. You will work closely with the local business leaders and key New Zealand stakeholders pursuant to the Compliance Charter of the company.

Your roles and duties are but not limited to:

- Have oversight and support the day-to-day reporting requirements including monthly and weekly compliance reporting, periodic compliance risk assessments and analysis reporting, regulatory filings etc. General scope of work as expected from a Head of Compliance would fall within the coverage of this role.
- Provide advice on compliance issues and regulatory requirements relating to our New Zealand businesses
- Be the first escalation point for any suspicious activity and report such activity to regulatory authorities as appropriate
- Act as the Money Laundering Reporting Officer and the Data Protection Officer
- Prepare and pursue regular compliance reporting required by the Apex Group and local laws and regulations.
- A professional Compliance qualification
- Expertise in AML / CFT and/or Privacy Act compliance is highly desirable including an ACAMS qualification
- Strategic thinker and problem solver with analytical capability and the ability to provide options and solutions to achieve results
- People management skills at all levels and working independently and as a team player
- The ability to multi-task, prioritise workloads and manage timescales.

About our Company

Apex Group Ltd., established in Bermuda in 2003, is a global financial services provider. With 85 offices in 42 countries worldwide and over 10,000 employees. Apex delivers an extensive range of services to asset managers, capital markets, private clients and family offices. The Group has continually improved and evolved its capabilities to offer a single-source solution through establishing the broadest range of services in the industry, including fund services, digital onboarding and bank accounts, depositary, custody and super ManCo services, business services including HR and Payroll and a pioneering ESG Ratings and Advisory service for private companies.

Apex Group includes FundRock, LRI and European Depositary Bank.

Additional information:
We measure our success as a business, not only by delivering great products and services and continually increasing our assets under administration and market share, but also by how we positively impact people, society, and the planet.

  • Compliance Team Lead

    6 days ago

    Auckland, Auckland, New Zealand KPMG New Zealand Full time

    KPMG is one of the world's leading professional services firms, trusted by businesses, governments, and communities to deliver insight and innovation. In New Zealand, we're proud to partner with organisations that drive prosperity and growth. Our culture is built on Integrity, Courage, Excellence, Together, for Better – values that guide everything we...

  • Compliance Team Lead

    2 weeks ago

    Auckland, Auckland, New Zealand KPMG New Zealand Full time NZ$95,000 - NZ$140,000 per year

    KPMG is one of the world's leading professional services firms, trusted by businesses, governments, and communities to deliver insight and innovation. In New Zealand, we're proud to partner with organisations that drive prosperity and growth. Our culture is built on Integrity, Courage, Excellence, Together, for Better – values that guide everything we...

  • Compliance Team Lead

    1 week ago

    Auckland, Auckland, New Zealand KPMG New Zealand Full time

    KPMG is one of the world's leading professional services firms, trusted by businesses, governments, and communities to deliver insight and innovation. In New Zealand, we're proud to partner with organisations that drive prosperity and growth. Our culture is built on Integrity, Courage, Excellence, Together, for Better – values that guide everything we...

  • Legal and Compliance Counsel

    1 week ago

    Auckland City, New Zealand Zurich Insurance Full time

    **A new transformational adventure awaits you** How does 5 weeks of annual leave, a fulfilling career you'll genuinely enjoy, and working for a reputable organization that promotes wellbeing and drives digital transformation sound to you? As one of Forbes 2024 ‘World’s Best Employers’ and Fortune’s ‘World’s Most Admired Companies’ for 2025,...

  • New Zealand Food Safety Intern

    1 week ago

    Wellington City, New Zealand New Zealand Government Full time

    **Job Title**: New Zealand Food Safety Intern **Role type**: Three month fixed-term **Location**: Wellington **Salary range**: General Salary Range H: $59,559 Kōrero mō te Tūranga - About the Role We lead the development, implementation and oversight of the regulatory and compliance system that underpins our impressive food economy. The work we do...

  • Experience New Zealand Manager

    4 days ago

    Wellington City, New Zealand New Zealand Government Full time

    Fixed term role - Parental leave cover - Based Wellington or Auckland New Zealand is the ultimate destination. Tourism New Zealand's role is to maximise long term benefits to New Zealand through tourism. What will you be doing - Ngā whainga This is a fixed term role leading our Experience New Zealand (ENZ) team which is responsible for delivering a New...

  • Bid Lead, New Zealand

    4 days ago

    Auckland City, New Zealand Mott MacDonald Full time

    Bid Lead, New Zealand **Country**:New Zealand**Position Location**:Auckland, New Zealand**Contract Type**:Contract**Work Pattern**:Full Time**Market**:Various**Discipline**:Marketing and communications**Job Ref**:6000**Recruiter Contact**:Matt McKenzie- Mott MacDonald is a dynamic and innovative engineering, management and development consultancy working...

  • Group Lead

    1 week ago

    Auckland City, New Zealand AECOM Full time

    **Company Description**: - “Being trusted and inspired, being given opportunities to grow, open communication and inclusiveness. All of these make company culture unique and are why I enjoy working at AECOM!” - _**_Lee Taylor, Workgroup Lead - Geosciences and Remediation Services, Brisbane, QLD _** **Come grow with us.** AECOM's environmental practice...

  • Operations and Compliance Lead

    1 week ago

    Manukau City, New Zealand New Zealand Couriers Full time

    **About Us**: New Zealand Couriers is a fast-moving company with a big reputation, challenging targets and a fantastic place to build a career within the Freightways Group of Companies. We've been helping New Zealand businesses get products to their customers for 60 years. Our dedicated and passionate team of 1,200 people deliver over 33 million parcels a...

  • Vacancies On The Nursing Council of New Zealand

    1 week ago

    Wellington City, New Zealand New Zealand Government Full time

    **About the role - Korero mo te turanga** Being a member of the Council is rewarding and challenging. You will be committed to improving the health of New Zealanders, through contribution to the governance of the Council's legislative requirements. Lay members can have an expert understanding of what matters most for people receiving care from nurses or an...