Compliance Analyst

5 days ago


Auckland, Auckland, New Zealand Mitsubishi UFJ Financial Group Full time

Mitsubishi UFJ Financial Group is an equal opportunity employer, committed to hiring based on merit and organizational fit, regardless of race, religion, or gender. We view our employees as our key assets as they are fundamental to our long-term growth and success.

We are seeking a Compliance Analyst - GCIB KYC to join our team in Sydney or Auckland. As a key member of our Global Commercial and Investment Banking (GCIB) Know Your Customer (KYC) Team, you will be responsible for conducting customer identifications and due-diligences prior to on-boarding new customers, as well as ongoing monitoring of our customer's money laundering risk profiles in accordance with internal and regulatory requirements.

The successful candidate will possess a strong understanding of financial business, economy, and markets, with experience in compliance, banking, accounting, legal, consultancy, regulatory or equivalent sectors. Proficiency in Microsoft Office, particularly MS Word, MS Excel, and MS PowerPoint is also essential. The ideal candidate will have the ability to engage in independent research and analysis of customers, regulations, and banking products, with strong communication skills, both in writing and verbally.

Key Responsibilities
  • Conduct customer identifications and due-diligences prior to on-boarding new customers.
  • Ongoing monitoring of our customer's money laundering risk profiles in accordance with internal and regulatory requirements.
  • Cross-check KYC due diligence reports prepared by other team members prior to submission for approval.


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