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Managed Accounts Leadership Role

2 weeks ago

Wellington, Wellington, New Zealand Wellington-Altus Financial Inc. Full time
Key Responsibilities

As Senior Manager, Managed Accounts Supervision, you will be responsible for:
• Conducting thorough supervision activities, including trade alert reviews, report approvals, and account maintenance
• Developing and implementing strategies to improve the firm's system of compliance and supervision
• Collaborating with the Vice-President, Investments & Lead Portfolio Manager to achieve strategic objectives
• Participating in internal compliance reviews or external regulator audits conducted at Head Office or branches
• Fostering a culture of accountability, reliability, adaptability, and innovation among team members

Qualifications

To be successful in this role, you will need:
• A bachelor's degree in a relevant field, such as business administration or finance
• Successful completion of proficiency requirements for a Supervisor, including Canadian Securities Course and Conduct and Practices Handbook
• At least 10 years of experience in financial services, preferably working for a Dealer Member or ICPM
• In-depth knowledge of the financial services industry, including regulatory requirements from CIRO, securities commissions, and the SEC
• Proficiency with MS Office, including Word, Excel, PowerPoint, Teams, and Outlook
• Demonstrated leadership and management skills, with a track record of driving results and improving processes
• Strong interpersonal and influencing skills, with effective communication and collaboration across various mediums
• Ability to maintain confidentiality and handle sensitive information

About Us

Wellington-Altus Financial Inc. is a leading company in the financial services industry, with a strong commitment to equity and diversity. We welcome applications from individuals who would contribute to further diversification within our organization.