Corporate Lawyer | Capital Markets Specialist
4 days ago
About NZ RegCo
NZ RegCo is an independently governed entity that performs all frontline regulatory functions to support NZX's statutory obligations as a licensed market operator.
We play a crucial role in regulating the capital markets, ensuring they operate in a fair, orderly, and transparent manner.
Our purpose is to provide confidence to investors, listed issuers, and market participants in the integrity and regulatory oversight of NZX's markets.
We are seeking an intermediate-level solicitor with at least three years of experience to take up a core role in our enforcement function.
This role sits in our Market Conduct team, overseeing and monitoring listed issuers, and investigating and undertaking enforcement activity in relation to non-compliance with NZX's market rules.
You will work closely with senior stakeholders, advocating for conduct outcomes through strategic initiatives and projects.
Key Requirements:
- A law degree and a current practicing certificate, with 3+ years of PQE or other professional experience
- Some work experience in, or a demonstrated interest in, capital markets or financial markets regulation
- Sound written and verbal communication skills, with the ability to interact with internal and external stakeholders
- A healthy level of curiosity and professional scepticism
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