Corporate Lawyer | Capital Markets Specialist

4 days ago


Wellington, Wellington, New Zealand NZ RegCo Full time

About NZ RegCo

NZ RegCo is an independently governed entity that performs all frontline regulatory functions to support NZX's statutory obligations as a licensed market operator.

We play a crucial role in regulating the capital markets, ensuring they operate in a fair, orderly, and transparent manner.

Our purpose is to provide confidence to investors, listed issuers, and market participants in the integrity and regulatory oversight of NZX's markets.

We are seeking an intermediate-level solicitor with at least three years of experience to take up a core role in our enforcement function.

This role sits in our Market Conduct team, overseeing and monitoring listed issuers, and investigating and undertaking enforcement activity in relation to non-compliance with NZX's market rules.

You will work closely with senior stakeholders, advocating for conduct outcomes through strategic initiatives and projects.

Key Requirements:

  • A law degree and a current practicing certificate, with 3+ years of PQE or other professional experience
  • Some work experience in, or a demonstrated interest in, capital markets or financial markets regulation
  • Sound written and verbal communication skills, with the ability to interact with internal and external stakeholders
  • A healthy level of curiosity and professional scepticism


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