Regulatory Compliance Advisor for Asset Management

Job Summary:The Vanguard Group is seeking a highly skilled Regulatory Compliance Officer to join its Investment Management Compliance Advisory team. This role requires an experienced professional with a deep understanding of investment industry regulations and a proven track record of providing commercial and value-adding regulatory advice. The successful...

The successful candidate will support engagement with IMG, providing proactive and pragmatic advice and guidance on governance, regulatory compliance and conduct matters relevant to Vanguard's strategic and operational priorities, consistent with Vanguard's board approved risk-appetite.Primary Location: 25 Walbrook, LondonWorking Pattern: Hybrid (Tuesday -...

We are seeking a senior Compliance professional to join our Investment Management Compliance Advisory team. The successful candidate will support engagement with the Investment Management Group (IMG), providing proactive and pragmatic advice and guidance on governance, regulatory compliance matters.Key Responsibilities:Provide Compliance participation in...

The role will support engagement with Vanguard's European Product team (PRD), providing proactive and pragmatic advice on governance, regulatory compliance and conduct matters relevant to Vanguard's strategic and operational priorities, consistent with Vanguard's board approved risk-appetite.Primary Location: 25 Walbrook, LondonWorking Pattern: Hybrid...

Job Description:The Vanguard Group, a leading investment management company, is seeking a highly skilled Compliance Risk Management Specialist to join its Investment Management Compliance Advisory team.This role requires an experienced professional with a deep understanding of investment industry regulations and a proven track record of providing commercial...

The successful candidate will support engagement with IMG, providing proactive and pragmatic advice and guidance on governance, regulatory compliance and conduct matters relevant to Vanguard's strategic and operational priorities, consistent with Vanguard's board approved risk appetite.Primary Location: 25 Walbrook, LondonWorking Pattern: Hybrid (Tuesday -...

What We Are Looking ForA minimum of 5 years related work experience within an asset management compliance function. You should have a curious mindset, commercial tenacious lateral thinking and relationship orientated skills. Strong knowledge of UCITS requirements and familiarity with UK and Irish product requirements are also essential.

Job Description:We are seeking a seasoned Investment Risk and Compliance Expert to join our team in London. As a Compliance Specialist for Investment Governance, you will be responsible for supporting the Investment Management business with guidance and advice on investment-related regulations impacting trading and portfolio management activities. This is an...

Job Overview:The Vanguard Group is seeking an Investment Governance Advisor to join its Investment Management Compliance Advisory team. As a key member of our team, you will play a critical role in ensuring the firm's investment activities comply with relevant laws and regulations. This is an excellent opportunity for an experienced compliance professional...

Job Summary:The successful candidate will support the Investment Management business with guidance and advice on investment-related regulations impacting trading and portfolio management activities, with a specific focus on Fixed Income active and indexing desks. The role requires a proactive, commercially-minded compliance professional to partner with the...

The Department of Conservation (DOC) is looking for a Wildlife Habitat Compliance Advisor to join its team of dedicated professionals working to protect New Zealand's unique wildlife.ResponsibilitiesYou will conduct site visits to assess habitat conditions and ensure compliance with relevant regulations and policies.Through collaboration with stakeholders...

**Job Description:** Our client, a leading consulting and advisory firm, is seeking an experienced Intermediate or Senior Accountant to join their team. As a key advisor, you'll play a crucial role in providing expert financial guidance to clients across various industries.Responsibilities:Prepare financial statements and tax returns, ensuring accuracy and...

• Salary + 6.75% Superannuation + 5 weeks annual leave.• Career Development + tertiary study benefit + ongoing professional development opportunities.• Be part of a professional and supportive team that facilitates world-class research.The Property Services and Development Division is responsible for more than 22,000 hectares of land. We have almost...

Property ServicesRatoka Whare WanakaSalary + 6.75% Superannuation + 5 weeks annual leave.Career Development + tertiary study benefit + ongoing professional development opportunities.Be part of a professional and supportive team that facilitates world-class research.About Our Team/Mo Te TimaThe Property Services and Development Division is responsible for...

About the RoleThe Vanguard Group is seeking a Compliance specialist to join its Product Compliance advisory team. The successful candidate will support engagement with the European Product team (PRD), providing proactive and pragmatic advice on governance, regulatory compliance and conduct matters relevant to Vanguard's strategic and operational priorities.

Property ServicesRatoka Whare WānakaSalary + 6.75% Superannuation + 5 weeks annual leave.Career Development + tertiary study benefit + ongoing professional development opportunities.Be part of a professional and supportive team that facilitates world-class research.About Our Team/Mō Te TīmaThe Property Services and Development Division is responsible for...

Are you passionate about contributing to a forward-thinking organisation that prioritises innovation and excellence?Motor Trade Finance Limited invites applications from motivated professionals who share our vision of delivering exceptional customer experiences and driving business growth through strategic risk management.As a key member of our operational...

Job DescriptionWe are seeking a part-time permanent Property Asset Manager for 16 hours per week to manage our expansive grounds and state-of-the-art facilities.The successful candidate will provide a home for a quarter of the boys in our modern comfortable boarding houses.As a key member of our team, you will contribute to maintaining our pristine natural...

The Vanguard Group, a leading investment manager, is seeking a proactive and commercially-minded Compliance professional to partner with its Investment Management Group (IMG). This role will provide guidance and oversight on governance, regulatory compliance matters relevant to Vanguard's investment management activities.Key Responsibilities:Provide the...

Company Overview:The Property Services and Development Division is responsible for managing a vast portfolio of assets, spanning over 22,000 hectares of land. With a workforce of nearly 4,000 full-time employees and approximately 21,000 students, the division plays a crucial role in supporting the academic mission of New Zealand's first university.