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Regulatory Risk Analyst

2 weeks ago

Wellington, Wellington, New Zealand Ray White And Loan Market Full time

About Our Team

Ray White And Loan Market is a leading financial services group with a proven track record of success in mortgage and insurance distribution. We're proud to be a family-owned, privately held business built on strong family values.

The Job Description

We're seeking a highly skilled Regulatory Risk Analyst to join our team. As a key member of our compliance team, you will play a crucial role in ensuring we meet regulatory requirements and internal policies. Your primary responsibility will be to manage data for regulatory returns, oversee compliance reporting, and identify key risk indicators.

Key Responsibilities

  1. Manage Data: Track and manage information required for regulatory returns, ensuring accuracy and completeness.
  2. Oversee Reporting: Manage and oversee compliance reporting, generating accurate reports and providing insights to support decision-making.
  3. Oversight of File Selection: Oversee file selection processes to ensure compliance with regulatory requirements and internal policies.

Skills and Experience Required

  • Proven experience in risk and compliance analysis of a financial advice provider.
  • Strong understanding of financial regulations and compliance requirements, particularly in the financial services sector.

Why Join Us?

  • Opportunity to work with a leading financial services group.
  • Collaborative and dynamic work environment.