Compliance Manager

3 weeks ago


Manukau, Auckland, New Zealand Tyler Wren Full time
Supportive team environment

  • Progression and growth opportunities
  • Market salary + benefits on offer


Our large and strong-performing financial services client is looking to add a Compliance Manager to their team who will report directly to and work closely with the Head of Risk and wider Risk and Compliance team.


You will be responsible for creating and implementing an effective compliance framework across the business as well as ensuring employees understand the frameworks.

You will also manage and implement the compliance assurance program (CAP) and educate employees on licensing matters. When and where appropriate, you will assist with audit matters and engage with regulators.


As the Compliance Manager, it would be desirable if you have strong regulatory compliance experience including working knowledge of the FAP and AML/CTF regimes.


About you:

  • 5+ years of relevant compliance experience, ideally from the financial services industry
  • A legal background would be desired
  • Strong written and verbal communication skills
  • Solid interpersonal skills that will allow you to work effectively with all levels of the business
  • Selfmotivated and ability to work autonomously

What is on offer:

If you are looking for an opportunity to join a business that values each employee reporting to a supportive Team Leader, please '
_Click Apply_' or contact

Sarah Kennerley at

or

**Applicants who can work and reside in New Zealand will only be considered for this opportunity.
  • Compliance Manager

    3 weeks ago


    Manukau, Auckland, New Zealand Equifax Full time

    What you'll doAs a Compliance Manager, you will provide responsive, efficient, practical and high quality compliance services specifically in relation to laws and industry standards affecting Equifax's operations in New Zealand, coordinating as required with the wider A/NZ Compliance team, internal legal counsel and other internal and external advisors in...

  • Compliance Manager

    3 weeks ago


    Manukau, Auckland, New Zealand H2R Consulting Full time

    Location:AucklandType:Permanent / Full TimeReference:639594We have an exciting opportunity for a Compliance Manager to join one of New Zealand's largest retail companies based in Manukau. As a newly created role, it has a mixture of transactional and strategic components. This is an exciting position for someone who is wanting to be hands on as well as put...

  • Compliance Manager

    3 weeks ago


    Manukau, Auckland, New Zealand ASB Bank Full time

    Compliance Manager - Specialist Banking Compliance***: Nau mai ki ASB.People are at the heart of what we do at ASB, and we are consistently recognised as one of NZ's top employers of choice with a highly engaged and talented workforce.ASB strives to consistently provide its customers with outstanding service and innovative financial solutions to accelerate...

  • Compliance Manager

    3 weeks ago


    Manukau, Auckland, New Zealand Team Recruitment Full time

    We are seeking a Health and Safety Compliance Manager to join this fast-growing business - turnover is expected to increase greatly over the next twelve months.You will be responsible for ensuring compliance across all aspects of the business, with a focus on containers. This will include investigations of any incidents, compliance under MPI, site inductions...

  • Compliance Manager

    3 weeks ago


    Manukau, Auckland, New Zealand ASB Group Full time

    _At the heart of ASB is us, working together. Our Values of Caring, Passion, Integrity, United, and Courage are the characteristics that best describe who we are and what we stand for.__ We are consistently recognised as one of NZ's top employers of choice with a highly engaged, diverse and talented workforce.__ ASB strives to consistently provide its...

  • Compliance Manager

    3 weeks ago


    Manukau, Auckland, New Zealand Chapman Tripp Full time

    Chapman Tripp is New Zealand's leading large law firm. Our lawyers work on projects that are helping define New Zealand's future, and as part of our team you'll be in the thick of the action.About the role:We are looking for a highly organised and proactive Compliance Manager to join our National Accounts team based in Auckland. This role ensures that...

  • Compliance Manager

    3 weeks ago


    Manukau, Auckland, New Zealand BNZ Full time

    Ko mātou tēnei | This is UsOur role as the Bank of New Zealand is to help navigate Aotearoa towards a better future. This means working in an energising environment built around our customers to help our communities prosper. If you can imagine a better future, let's find a way.We are looking for a Compliance Manager to provide core compliance that...


  • Manukau, Auckland, New Zealand Tyler Wren Full time

    Experience with RBNZ, ASIC, GICOP 1LOD Market related remuneration package with excellent benefitsTyler Wren is working with a leading insurer to attract a Risk & Compliance manager who will help build out the Risk & Compliance programme within the first line and engage in the risk and compliance uplift programmes.Support our clients' three lines of defence...


  • Manukau, Auckland, New Zealand ASB Bank Full time

    Senior Manager Compliance***: At the heart of ASB is us, working together. Our Values of Caring, Passion, Integrity, United, and Courage are the characteristics that best describe who we are and what we stand for. We are consistently recognised as one of NZ's top employers of choice with a highly engaged, diverse and talented workforce.Mo te tūranga | About...


  • Manukau, Auckland, New Zealand ASB Group Full time

    At the heart of ASB is us, working together. Our Values of Caring, Passion, Integrity, United, and Courage are the characteristics that best describe who we are and what we stand for. We are consistently recognised as one of NZ's top employers of choice with a highly engaged, diverse and talented workforce.Mo te tūranga | About the Role:This is a 12-month...


  • Manukau, Auckland, New Zealand ASB Bank Full time

    Here at ASB, the customer is at the heart of everything we do. We are recognised as one of New Zealand's leading organisations with a highly engaged and talented workforce focused on accelerating progress for all New Zealanders.Mō te Tūranga | About the roleAs the Privacy Compliance Manager you will support the Privacy Compliance Lead with executing...


  • Manukau, Auckland, New Zealand North Power NZ Full time

    _Bring your unique skills and perspective to a diverse community of solvers_ Make a significant impact in a new multi varied role working alongside talented professionals._The roleAs a Resource and Compliance Manager, you'll be responsible for coordinating the effective management of learning pathways for both office and field-based staff in the customer and...


  • Manukau, Auckland, New Zealand ASB Bank Full time

    Line 1 Compliance Manager***: Kia ora, Talofa, Kia Orana, Malo e lelei, Fakalofa lahi atu, Bula VinakaNau mai ki ASB._ At the heart of ASB is us, working together. Our Values of Caring, Passion, Integrity, United, and Courage are the characteristics that best describe who we are and what we stand for.__ ASB is on its growth journey to creating a 'future fit'...

  • Compliance Officer

    3 weeks ago


    Manukau, Auckland, New Zealand ASB Bank Full time

    Compliance Officer - North Wharf***: Nau mai ki ASB. At the heart of ASB is us, working together. Our Values of Caring, Passion, Integrity, United, and Courage are the characteristics that best describe who we are and what we stand for._ ASB is on its growth journey to creating a 'future fit' risk team to ensure risk and compliance is at the forefront of...

  • Compliance Specialist

    3 weeks ago


    Manukau, Auckland, New Zealand Emergent Full time

    6 month fixed term - asap start BAU and Project work process improvement opportunity Auckland Central based, hybrid work flexible start and finish timeWe're on the lookout for an experienced Compliance Specialist to support our client's effort to deliver on their project to drive improved compliance within the business, under the regulations that govern...


  • Manukau, Auckland, New Zealand The New Zealand Automobile Association Inc. Full time

    Entry Compliance Manager Auckland:- Reference: 30629- Posted on: 17 Apr 2023- Closes on: 14 May :10- Locations: Auckland Central- Job level: Management (8+ years)- Work type: Full-time- Additional info: Entry Compliance Manager Auckland Our goal in AA Motoring is that Members and customers will come to the AA as their first choice for all their vehicle...


  • Manukau, Auckland, New Zealand Yvette Harrison Full time

    Stable, privately owned business experiencing steady growth Handson and busy autonomous role Be the company's food quality and compliance specialistWho will you be working for?This well-regarded privately-owned business is the brand-owner or distributor of many trusted brands within the food and health & beauty categories. The business has been built on its...

  • Senior Compliance

    3 weeks ago


    Manukau, Auckland, New Zealand Tyler Wren Full time

    Be part of a strong and passionate team Leading banking institutionOur client, a large banking institution is looking to add a Senior Compliance & Assurance Manager, Prudential to their team. This role is responsible for the compliance frameworks governing the bank's Conditions of Registration (CoR). You will provide a robust approach to assurance over these...


  • Manukau, Auckland, New Zealand ASB Bank Full time

    Manager, Licencing and Prudential Compliance***: At ASB, we are dedicated to our purpose of accelerating progress for all New Zealanders. It's the 'why' behind everything we do. We are committed to supporting our customers, people and community as we continue to innovate, so more Kiwis can build the future they want. It is our people that make this happen....

  • Compliance Specialist

    3 weeks ago


    Manukau, Auckland, New Zealand Emergent Full time

    Auckland CBD based - WFH flexibility provided Great opportunity for growth supportive leader Base + great employee benefitsWe're looking for an experienced Compliance Specialist to join this Financial Service provider, with ASAP startBased in the heart of Auckland CBD, you will join a team of passionate specialists, reporting to a fantastic and supportive...