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Compliance Specialist

4 months ago

Manukau, Auckland, New Zealand Emergent Full time
Auckland CBD based - WFH flexibility provided

  • Great opportunity for growth supportive leader
  • Base + great employee benefits
We're looking for an experienced Compliance Specialist to join this Financial Service provider, with ASAP start


Based in the heart of Auckland CBD, you will join a team of passionate specialists, reporting to a fantastic and supportive Compliance Manager with years of industry experience.


Be part of the team to ensure the business meets its FMA compliance obligations, while providing customer centric solutions for the front-line teams to provide best in class services to their customers.


To be successful you'll need:

  • Up to date knowledge of FMA regulations to provide expertise and advice to the business on all things regulatory compliance related
  • Experienced in 1st or 2nd line defense (ideally 2nd line)
  • Experienced in carrying out control testing (essential)
  • Strong stakeholder engagement and communications skills to drive positive changes internally to lift the awareness and compliance with control measures in place


If you're successful, you'll not only join a team that is passionate about driving positive change when it comes to compliance and risk management in financial service industry, you'll also join an organisation with a fantastic culture and openness to ensure they meet their obligations while delivering top quality service to their clients.


Please note:
applicants to this position must have current New Zealand work rights for consideration. Continue