Risk and Compliance Officer

2 weeks ago


Auckland, Auckland, New Zealand Finsure Group Full time
Risk and Compliance Officer

Finsure Group requires a Risk and Compliance Officer to join our team and support our growing network of mortgage advisers. In this role, you will play a crucial part in ensuring that our operations align with financial regulations.

Your key responsibilities will include:

  • Providing advice on regulatory compliance to Financial Advice Providers and Advisers
  • Monitoring and managing corporate compliance to maintain adherence to regulations
  • Conducting regular compliance audits, policy reviews, and reporting
  • Supporting advisers with compliance documentation, onboarding, and training

To succeed in this role, you will require:

  • 2-3 years' experience in risk, compliance, or audit (preferably in aggregation or banking)
  • A thorough understanding of relevant financial regulations
  • Excellent communication and stakeholder management skills
  • The ability to work independently and manage multiple projects

We are committed to supporting our Adviser partners in achieving high standards of compliance.



  • Auckland, Auckland, New Zealand Roman Health Pharmacy LLC Full time

    About the RoleThe General Manager, Business Enablement Risk and Compliance, is responsible for leading the development and implementation of a risk and compliance framework that supports Xero's strategic objectives.This involves working closely with business units, external stakeholders, and other departments to ensure alignment with organisational goals,...


  • Auckland, Auckland, New Zealand Australia and New Zealand Banking Group Limited Full time

    Required Skills and QualificationsProven senior leadership experience, including an ability to think strategically and commercially.Sound appreciation of all aspects of compliance and operational risk with demonstrated knowledge of risk compliance.Expert understanding of operational risk & compliance with deep previous experience working in a Risk management...


  • Auckland, Auckland, New Zealand Fisher Funds Full time

    We have an exciting opportunity to work alongside respected investment professionals, gain exposure to front office functions, and investment decision-making. For those with a passion for markets, analytics, and investment strategy, there is opportunity for career progression into roles such as Investment Analyst, Portfolio Manager, or Trading Specialist.We...


  • Auckland, Auckland, New Zealand Australia And New Zealand Banking Group Limited Full time

    Your Key Responsibilities: In this critical role as a Risk Reporting and Compliance Manager, you'll oversee data quality issue management, critical data management, and record retention schedules. You'll also provide guidance on the design of Data Risk controls, ensuring alignment with organisational and regulatory requirements.


  • Auckland, Auckland, New Zealand HSBC Full time

    As the Head of Risk and Compliance, you will be responsible for supporting the effective identification, assessment, management, monitoring, and mitigation of Risk and Compliance under the Group's Risk Management Framework (RMF). This includes supporting the NZM Risk Steward's work to protect the business through appropriate risk management. You will also...


  • Auckland, Auckland, New Zealand Auckland Council Full time

    Job DescriptionWe are looking for a Compliance and Enforcement Officer to work within our team. The role involves ensuring the effective monitoring, compliance, and enforcement of resource consents. This position plays a critical part in achieving positive environmental outcomes by managing resource consent compliance, addressing breaches, and supporting...


  • Auckland, Auckland, New Zealand New Zealand Post Full time

    Job TitleIT Risk and Compliance ManagerWe are seeking an experienced IT Risk and Compliance Manager to join our Cyber Security team. The successful candidate will be responsible for managing the NZ Post Technology Risk management process, collaborating with the Group Risk function.You will have a deep understanding of standards and frameworks and be able to...


  • Auckland, Auckland, New Zealand Australia And New Zealand Banking Group Limited Full time

    About the TeamOur Institutional team is responsible for providing expert legal advice and guidance to the ANZ Institutional business. We work closely with internal stakeholders to ensure compliance with regulatory requirements and mitigate potential risks. Our team is dedicated to providing exceptional service and building strong relationships with our...


  • Auckland, Auckland, New Zealand Auckland Council Full time

    **Role Overview:**Auckland Council is seeking a compliance officer to join the biosecurity compliance program. The successful candidate will support proactive projects that focus on identifying and addressing patterns of risk and harm, with the aim of reducing ongoing compliance issues.This role involves designing and implementing compliance projects,...


  • Auckland, Auckland, New Zealand Asb Bank Full time

    As a senior professional in our Compliance team, you will play a pivotal role in safeguarding ASB Bank's adherence to regulatory requirements and fostering a culture of sustainable compliance. You will lead the development and execution of strategic initiatives to ensure the efficient and safe implementation of regulatory change, and will work closely with...


  • Auckland, Auckland, New Zealand Kiwibank Full time

    At Kiwibank, we are seeking an experienced risk and compliance professional to join our team. As a trusted advisor, you will work closely with senior leaders and specialist teams to develop and implement robust operational risk and compliance strategies.The role is pivotal in establishing and embedding sound risk management practices across our Treasury and...


  • Auckland, Auckland, New Zealand Roman Health Pharmacy LLC Full time

    Our PurposeAt Xero, we're here to help you supercharge your business. We do this by automating routine tasks, surfacing actionable insights and connecting businesses with the right data, advisors and apps. When that happens, we're not only making life better for small business, we'll be building a stronger economy that can change the world.The General...


  • Auckland, Auckland, New Zealand Southern Cross Travel Insurance Full time

    Southern Cross Travel Insurance OverviewWe're a leading provider of travel insurance solutions, serving customers in both New Zealand and Australia. As a valued member of our team, you'll contribute to delivering exceptional customer experiences and ensuring operational excellence.As a Risk and Compliance Lead, you'll play a pivotal role in shaping our risk...

  • Compliance Officer

    6 days ago


    Auckland, Auckland, New Zealand Kiwibank Full time

    Kiwibank is committed to finding the right person for this critical role. As a risk and compliance professional, you will work closely with senior leaders and specialist teams to develop and implement robust operational risk and compliance strategies.You will oversee regulatory changes, risk transformation initiatives, and accreditation processes, and...


  • Auckland, Auckland, New Zealand New Zealand Government Full time

    Role SummaryWe are seeking a highly skilled and motivated Investigations and Compliance Officer to join our team. This role will involve undertaking biosecurity related investigations, contributing to the development of sector/team/annual plans, and working with Compliance Officers and Investigators to prepare and present robust prosecution cases.About UsWe...


  • Auckland, Auckland, New Zealand Roman Health Pharmacy LLC Full time

    Our PurposeXero aims to empower businesses by automating tasks, surfacing insights, and connecting them with relevant data, advisors, and apps. This enables us to make a positive impact on small businesses and contribute to a stronger economy.The General Manager (GM), Business Enablement Risk and Compliance, plays a key leadership role in implementing and...


  • Auckland, Auckland, New Zealand Windcave Full time

    RequirementsTo be considered for the Risk and Compliance Specialist position at Windcave, you must possess:A proven tertiary qualification in Finance or a related field.Excellent analytical and problem-solving skills.Strong attention to detail and ability to work accurately under pressure.Excellent communication and interpersonal skills.A passion for risk...


  • Auckland, Auckland, New Zealand Fisher Funds Full time

    Job DescriptionPerform investment compliance monitoring to ensure adherence to regulatory requirements across multiple jurisdictions.Investigate and resolve compliance breaches, including asset limits and wholesale mandate compliance.Maintain and update compliance policies and procedures, ensuring alignment with FMA regulations and other regulatory...

  • General Manager

    4 days ago


    Auckland, Auckland, New Zealand Roman Health Pharmacy LLC Full time

    Key Performance Indicators:Develop and implement a risk and compliance framework that supports Xero's strategic objectives.Foster a risk-aware culture that integrates compliance and risk management into day-to-day business activities.Conduct comprehensive risk assessments, identifying and mitigating potential risks that could impact business...


  • Auckland, Auckland, New Zealand Auckland Council Full time

    Auckland Council is seeking a dedicated Compliance Officer to join the Biosecurity Compliance Programme and play a pivotal role in ensuring the effective delivery of multi-disciplinary compliance services within the Auckland Region.The Compliance Officer will support proactive projects that focus on identifying and addressing patterns of risk and harm, with...