Compliance Analyst, Complaints Role

Senior Compliance Analyst, Complaints (Full-Time, Term)Location: This in-office position will be based out of our Calgary or Winnipeg office.Type: This is a full-time, 12-month term position.Our organization:Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA...

As a Complaints Facilitator, your role will be integral in managing formal complaints and industry reports regarding potential breaches of regulations and rules. You will be tasked with accurately collecting information from involved parties, assessing complaints, drafting decisions for approval, and undertaking resolution processes as needed.You will have...

Job SummaryWe are seeking a highly skilled Compliance Analyst, Complaints to provide administrative support in assisting with the review of client complaints and carrying out compliance activities related to Anti-Money Laundering surveillance.ResponsibilitiesReview client complaints and identify potential issues.Carry out compliance activities related to AML...

About Our CompanyWellington-Altus Financial Inc. is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., Wellington-Altus Insurance Inc., Wellington-Altus Group Solutions Inc., and Wellington-Altus Private Wealth Inc.—the top-rated* investment dealer in Canada and one of Canada's Best Managed Companies.The Job...

About This RoleWe are seeking a highly skilled Compliance and AML Professional to assist in the review of client complaints and carry out compliance activities related to Anti-Money Laundering surveillance.Key ResponsibilitiesProvide administrative support in reviewing client complaints.Carry out compliance activities related to AML surveillance.Collaborate...

Who are we?With more than 20 years in mortgage and insurance distribution, NZ Financial Services Group brings together the widest range of support services in the market.We are home to more than members that offer home loan, insurance, and other financial services across New Zealand.NZ Financial Services Group was formed in when two of New Zealand's leading...

About the RoleMBIE has an exciting opportunity for a Regulatory Specialist to join the Building System Assurance team. The team is responsible for various building regulatory functions, including compliance, monitoring, and assurance.The ideal candidate will have proven experience in regulatory compliance and strong analytical skills. They will work on...

**About the Role**We are seeking a highly skilled Regulatory Compliance Specialist to join our team in Wellington. As an Advisor, Product Safety, you will play a pivotal role in monitoring potential quality issues and ensuring compliance with legislation.Key ResponsibilitiesInvestigate Medicine Quality Issues: Review, risk assess, and act on reports of...

About the Role: The Building System Assurance team is responsible for various building regulatory functions, including regulatory compliance, monitoring, and assurance. We are looking for regulatory specialists who can bring analytical rigor, strategic thinking, and a risk-based approach to regulatory compliance.We have an exciting opportunity available for...

Job Description:As a highly skilled Investigator, you will be responsible for conducting thorough investigations into the activities of the Defence Force on behalf of the Inspector-General. This includes assisting with inquiries initiated by the Inspector-General, reviewing Defence Force operations, and investigating complaints about the Defence Force.Your...

About the RoleAre you a strategic thinker with a passion for regulatory compliance? Do you have strong analytical skills and excellent stakeholder engagement abilities? We are seeking a Compliance and Assurance Professional to join our Building System Assurance group, working on compliance initiatives that enhance regulatory oversight across the building...

About the RoleOur team is seeking a Regulatory Compliance Specialist to join our Building System Assurance group. This role involves working on compliance initiatives that enhance regulatory oversight across the building system. As a key member of our team, you will be responsible for collecting, analysing, and interpreting regulatory data to identify trends...

Regulatory Specialist Role OverviewThis position involves working on compliance initiatives that enhance regulatory oversight across the building system.Key responsibilities include collecting, analysing, and interpreting regulatory data to identify and report on trends and risks. Investigating complaints related to building control functions is also a...

Role OverviewWe are seeking a highly skilled Regulatory Compliance Expert to join our team in Wellington. The successful candidate will be responsible for monitoring, reviewing and reporting on the performance of territorial authorities, building consent authorities and regional councils.The ideal candidate will have proven experience in regulatory...

Booster Financial Services is a locally owned and operated financial services company, committed to helping New Zealanders grow their money and financial confidence. We are seeking an experienced AML & Compliance Analyst to join our team in Wellington Central. As a Senior AML & Compliance Analyst, you will play a crucial role in supporting the operation,...

As a Senior AML & Compliance Analyst at Booster Financial Services, you will be responsible for maintaining and developing the AML Risk Assessment and Compliance Programme. This role requires strong coordination skills, attention to detail, problem-solving abilities, and a high level of initiative. The successful candidate will have demonstrated experience...

New Zealand's environmental regulator, the EPA, is seeking an experienced Senior Compliance Officer to join our team. As a Senior Compliance Officer, you will play a key role in leading and enhancing our regulatory compliance, monitoring, and enforcement functions. You will provide high-quality technical and procedural advice, support compliance activities,...

Job Title: Regulatory SpecialistWe are seeking a highly skilled Regulatory Specialist to join our team. The successful candidate will have a strong background in regulatory compliance and excellent stakeholder engagement and communication skills.The key responsibilities of this role include working on compliance initiatives that enhance regulatory oversight...

Role SummaryThis role requires a highly motivated and organized individual who can provide independent oversight of the Defence Force's activities. The successful candidate will have a strong understanding of policy and procedure, as well as excellent communication and interpersonal skills.Duties and ResponsibilitiesMonitor Defence Force activitiesAssess...

**Job Summary:**We are seeking a highly skilled and motivated Intelligence Analyst to join our team at the Office of the Inspector-General of Defence. As an Intelligence Analyst, you will be responsible for conducting thorough investigations into incidents involving the New Zealand Defence Force.About the Role:The successful candidate will have a tertiary...