Regulatory Lawyer

4 days ago


Wellington, Wellington, New Zealand Nz Regco Full time

About NZ RegCo

Company Overview

NZ RegCo is an independently governed entity that performs all frontline regulatory functions to support NZX's statutory obligations as a licensed market operator. Our purpose is to ensure investors, listed issuers, and market participants have confidence in the integrity and regulatory oversight of NZX's markets.

Job Description

We are looking for an intermediate-level solicitor with at least three years of experience to take up a core role in NZ RegCo's enforcement function. This role sits in the Market Conduct team, overseeing and monitoring listed issuers, and investigating and undertaking enforcement activity in relation to non-compliance with NZX's market rules, in line with NZ RegCo's enforcement policy.

You will work closely with the Head of Market Conduct and be involved in stimulating and high-profile work at the centre of New Zealand's public capital markets. This is a rare opportunity to make a meaningful impact and contribute to the integrity and regulatory oversight of NZX's markets.

Key Responsibilities
  • Oversee and monitor listed issuers to ensure compliance with NZX's market rules
  • Investigate and undertake enforcement activity in relation to non-compliance with NZX's market rules
  • Work closely with the Head of Market Conduct to achieve strategic objectives


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